First Trust Exchange-Traded AlphaDEX Fund (FAB)
Management Company · XNMS · Series S000017342 · View on SEC EDGAR ↗
$107.62
As of Aug. 21, 2026
▲ +0.50 (+0.47%)
1-day change
$83.76 – $108.60
52-week range
- Net assets
- $138.8M
- Holdings
- 676
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 5.25%
- Effective number of positions
- 421.8
- Positions above 1%
- 0
On this page
- Price chart The fund's market price over time, with technical overlays.
- Performance Total return, volatility, drawdown and other risk metrics.
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
FAB Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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Performance as of Aug. 20, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▲ +13.81% | — |
| 3M | ▲ +13.81% | — |
| 6M | ▲ +8.59% | — |
| YTD | ▲ +20.16% | — |
| 1Y | ▲ +25.66% | — |
| 3Y | — | — |
| 5Y | — | — |
| Max since Feb. 27, 2024 | ▲ +37.55% | — |
- Volatility 1Y
- 22.87%
- Volatility 3Y
- —
- Max drawdown 3Y
- —
- Beta 3Y
- —
- Sharpe 1Y*
- 1.81
Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- -$493K
- Quarter ending Apr 2026
- +$4.2M
- Trailing 12 months
- -$4.3M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 676 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| S&T BANCORP INC | 783859101 | $105K | 0.08 | 2,377 | EC | US |
| PHINIA INC | 71880K101 | $105K | 0.08 | 1,453 | EC | US |
| TRUSTMARK CORP | 898402102 | $105K | 0.08 | 2,360 | EC | US |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | $105K | 0.08 | 4,649 | EC | US |
| LADDER CAPITAL CORP | 505743104 | $105K | 0.08 | 10,177 | EC | US |
| PEOPLES BANCORP INC (OHIO) | 709789101 | $104K | 0.07 | 3,025 | EC | US |
| FIRST MERCHANTS CORP | 320817109 | $104K | 0.07 | 2,567 | EC | US |
| CONMED CORP | 207410101 | $103K | 0.07 | 2,812 | EC | US |
| APOLLO COMMERCIAL REAL ESTATE FINANCE INC | 03762U105 | $103K | 0.07 | 9,416 | EC | US |
| ABBOTT LABORATORIES | 002824100 | $102K | 0.07 | 1,126 | EC | US |
| CABOT CORP | 127055101 | $102K | 0.07 | 1,320 | EC | US |
| BYLINE BANCORP INC | 124411109 | $101K | 0.07 | 3,150 | EC | US |
| OTTER TAIL CORP | 689648103 | $101K | 0.07 | 1,133 | EC | US |
| HAWAIIAN ELECTRIC INDUSTRIES INC | 419870100 | $101K | 0.07 | 6,700 | EC | US |
| TRINITY INDUSTRIES INC | 896522109 | $101K | 0.07 | 3,090 | EC | US |
| CARTER'S INC | 146229109 | $100K | 0.07 | 2,781 | EC | US |
| TALOS ENERGY INC | 87484T108 | $100K | 0.07 | 6,309 | EC | US |
| MCGRATH RENTCORP | 580589109 | $100K | 0.07 | 902 | EC | US |
| WENDY'S COMPANY (THE) | 95058W100 | $100K | 0.07 | 14,307 | EC | US |
| NORTHWEST NATURAL HOLDING COMPANY | 66765N105 | $99K | 0.07 | 1,868 | EC | US |
| HILLMAN SOLUTIONS CORP | 431636109 | $98K | 0.07 | 11,951 | EC | US |
| LCI INDUSTRIES | 50189K103 | $96K | 0.07 | 809 | EC | US |
| TECNOGLASS INC | — | $96K | 0.07 | 2,232 | EC | KY |
| NORTHERN OIL & GAS INC | 665531307 | $92K | 0.07 | 3,402 | EC | US |
| EVERFORTH INC | 00191U102 | $92K | 0.07 | 4,363 | EC | US |
| ARCBEST CORP | 03937C105 | $88K | 0.06 | 687 | EC | US |
| O-I GLASS INC | 67098H104 | $86K | 0.06 | 9,461 | EC | US |
| WERNER ENTERPRISES INC | 950755108 | $85K | 0.06 | 2,297 | EC | US |
| LEVI STRAUSS & COMPANY | 52736R102 | $81K | 0.06 | 3,654 | EC | US |
| AMERESCO INC | 02361E108 | $78K | 0.06 | 2,650 | EC | US |
| DOUBLEVERIFY HOLDINGS INC | 25862V105 | $78K | 0.06 | 7,112 | EC | US |
| SONIC AUTOMOTIVE INC | 83545G102 | $78K | 0.06 | 985 | EC | US |
| FIRST BANCORP (PUERTO RICO) | 318672706 | $77K | 0.06 | 3,163 | EC | PR |
| ADVANCE AUTO PARTS INC | 00751Y106 | $76K | 0.05 | 1,281 | EC | US |
| EPLUS INC | 294268107 | $76K | 0.05 | 898 | EC | US |
| HAYWARD HOLDINGS INC | 421298100 | $76K | 0.05 | 5,050 | EC | US |
| J & J SNACK FOODS CORP | 466032109 | $75K | 0.05 | 852 | EC | US |
| COLUMBIA SPORTSWEAR COMPANY | 198516106 | $75K | 0.05 | 1,233 | EC | US |
| BUCKLE INC (THE) | 118440106 | $75K | 0.05 | 1,342 | EC | US |
| WSFS FINANCIAL CORP | 929328102 | $74K | 0.05 | 1,032 | EC | US |
| INDEPENDENCE REALTY TRUST INC | 45378A106 | $74K | 0.05 | 4,538 | EC | US |
| HNI CORP | 404251100 | $74K | 0.05 | 2,024 | EC | US |
| PC CONNECTION INC | 69318J100 | $74K | 0.05 | 1,156 | EC | US |
| SUNSTONE HOTEL INVESTORS INC | 867892101 | $74K | 0.05 | 7,499 | EC | US |
| BROADSTONE NET LEASE INC | 11135E203 | $73K | 0.05 | 3,698 | EC | US |
| GENWORTH FINANCIAL INC | 37247D106 | $73K | 0.05 | 8,321 | EC | US |
| CERTARA INC | 15687V109 | $73K | 0.05 | 11,853 | EC | US |
| KENNAMETAL INC | 489170100 | $72K | 0.05 | 1,870 | EC | US |
| COMMUNITY TRUST BANCORP INC | 204149108 | $72K | 0.05 | 1,113 | EC | US |
| REX AMERICAN RESOURCES CORP | 761624105 | $72K | 0.05 | 1,483 | EC | US |
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Sector breakdown
Financials
15.2%
Industrials
10.2%
Energy
9.3%
Real Estate
8.1%
Utilities
7.4%
Financial Services
7.4%
Health Care
6.7%
Retail
4.8%
Consumer products
4.6%
Consumer Discretionary
3.7%
Technology
3.2%
Consumer Staples
3.0%
Materials
2.8%
Communication Services
2.4%
Telecommunication
1.4%
Packaging
1.4%
Logistics & Transportation
1.0%
Diversified Consumer Services
0.5%
Paper & Forest
0.1%
Communications
0.1%
Other/Unmapped
6.7%
Institutional owners (13F) 69 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| LPL Financial LLC | $7,869,456 | 15.20% | 77,533 | Shares | June 30, 2026 |
| MORGAN STANLEY | $6,232,772 | 12.04% | 61,407 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $4,389,870 | 8.48% | 43,249 | Shares | June 30, 2026 |
| 626 Financial, LLC | $3,573,253 | 6.90% | 35,205 | Shares | June 30, 2026 |
| CITADEL ADVISORS LLC | $3,470,731 | 6.70% | 34,195 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $1,898,875 | 3.67% | 18,708 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $1,836,453 | 3.55% | 18,093 | Shares | June 30, 2026 |
| Proactive Wealth Strategies LLC | $1,577,448 | 3.05% | 15,543 | Shares | June 30, 2026 |
| Baird Financial Group, Inc. | $1,575,658 | 3.04% | 15,524 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $1,567,319 | 3.03% | 15,442 | Shares | June 30, 2026 |
| GOLDMAN SACHS GROUP INC | $1,107,954 | 2.14% | 10,916 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $1,061,990 | 2.05% | 10,463 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $951,038 | 1.84% | 9,370 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $947,404 | 1.83% | 9,334 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $942,817 | 1.82% | 9,289 | Shares | June 30, 2026 |
| Quad-Cities Investment Group, LLC | $866,444 | 1.67% | 8,537 | Shares | June 30, 2026 |
| Rockefeller Capital Management L.P. | $758,741 | 1.47% | 7,475 | Shares | June 30, 2026 |
| Avidian Wealth Enterprises, LLC | $742,508 | 1.43% | 7,315 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $737,978 | 1.43% | 7,271 | Shares | June 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | $734,187 | 1.42% | 7,174 | Shares | June 30, 2026 |
| UBS Group AG | $728,959 | 1.41% | 7,182 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $684,449 | 1.32% | 6,743 | Shares | June 30, 2026 |
| Capital Investment Advisory Services, LLC | $641,149 | 1.24% | 6,317 | Shares | June 30, 2026 |
| D.A. DAVIDSON & CO. | $588,182 | 1.14% | 5,795 | Shares | June 30, 2026 |
| PRINCIPAL SECURITIES, INC. | $586,387 | 1.13% | 5,777 | Shares | June 30, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | $492,469 | 0.95% | 4,852 | Shares | June 30, 2026 |
| Stratos Wealth Partners, LTD. | $476,763 | 0.92% | 4,697 | Shares | June 30, 2026 |
| PFG Investments, LLC | $443,171 | 0.86% | 4,366 | Shares | June 30, 2026 |
| HFG Advisors, Inc. | $415,635 | 0.80% | 4,095 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $406,128 | 0.78% | 4,001 | Shares | June 30, 2026 |
| TCFG Investment Advisors, LLC | $365,597 | 0.71% | 3,602 | Shares | June 30, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | $340,564 | 0.66% | 3,602 | Shares | March 31, 2026 |
| Apeiron RIA LLC | $328,243 | 0.63% | 3,234 | Shares | June 30, 2026 |
| Creative Planning | $324,518 | 0.63% | 3,197 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $244,319 | 0.47% | 2,407 | Shares | June 30, 2026 |
| Clearstead Advisors, LLC | $235,171 | 0.45% | 2,317 | Shares | June 30, 2026 |
| Moors & Cabot, Inc. | $228,777 | 0.44% | 2,254 | Shares | June 30, 2026 |
| Pacific Sun Financial Corp | $214,161 | 0.41% | 2,110 | Shares | June 30, 2026 |
| IFG Advisory, LLC | $197,834 | 0.38% | 1,949 | Shares | June 30, 2026 |
| PROEQUITIES, INC. | $135,096 | 0.26% | 1,589 | Shares | Dec. 31, 2024 |
| Golden State Wealth Management, LLC | $99,976 | 0.19% | 985 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $90,000 | 0.17% | 886 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $82,363 | 0.16% | 811 | Shares | June 30, 2026 |
| FMR LLC | $80,104 | 0.15% | 789 | Shares | June 30, 2026 |
| JPMORGAN CHASE & CO | $78,410 | 0.15% | 769 | Shares | June 30, 2026 |
| Private Wealth Asset Management, LLC | $77,342 | 0.15% | 762 | Shares | June 30, 2026 |
| IFP Advisors, Inc | $70,744 | 0.14% | 697 | Shares | June 30, 2026 |
| Parkside Financial Bank & Trust | $56,730 | 0.11% | 600 | Shares | March 31, 2026 |
| Anchor Investment Management, LLC | $33,092 | 0.06% | 350 | Shares | March 31, 2026 |
| NewEdge Advisors, LLC | $32,479 | 0.06% | 320 | Shares | June 30, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $28,521 | 0.06% | 280 | Shares | June 30, 2026 |
| Geneos Wealth Management Inc. | $24,969 | 0.05% | 246 | Shares | June 30, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | $20,300 | 0.04% | 200 | Shares | June 30, 2026 |
| ASSETMARK, INC | $10,353 | 0.02% | 102 | Shares | June 30, 2026 |
| Godfrey Financial Associates, Inc. | $10,150 | 0.02% | 100 | Shares | June 30, 2026 |
| Parallel Advisors, LLC | $10,150 | 0.02% | 100 | Shares | June 30, 2026 |
| PNC Financial Services Group, Inc. | $9,947 | 0.02% | 98 | Shares | June 30, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $9,455 | 0.02% | 100 | Shares | March 31, 2026 |
| LANARK FINANCIAL, INC. | $9,134 | 0.02% | 90 | Shares | June 30, 2026 |
| Arax Advisory Partners | $7,613 | 0.01% | 75 | Shares | June 30, 2026 |
| Allworth Financial LP | $7,105 | 0.01% | 70 | Shares | June 30, 2026 |
| Larson Financial Group LLC | $4,263 | 0.01% | 42 | Shares | June 30, 2026 |
| AdvisorNet Financial, Inc | $3,663 | 0.01% | 37 | Shares | June 30, 2026 |
| Global Retirement Partners, LLC | $1,522 | 0.00% | 15 | Shares | June 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | $761 | 0.00% | 7,498 | Shares | June 30, 2026 |
| Janney Montgomery Scott LLC | $733 | 0.00% | 7,220 | Shares | June 30, 2026 |
| Virtu Financial LLC | $434 | 0.00% | 4,274 | Shares | June 30, 2026 |
| CENTAURUS FINANCIAL, INC. | $113 | 0.00% | 1,113 | Shares | June 30, 2026 |
| CITIGROUP INC | $101 | 0.00% | 1 | Shares | June 30, 2026 |
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