First Trust Exchange-Traded AlphaDEX Fund (FAB)
Management Company · XNMS · Series S000017342 · View on SEC EDGAR ↗
$107.62
As of Aug. 21, 2026
▲ +0.50 (+0.47%)
1-day change
$83.76 – $108.60
52-week range
- Net assets
- $138.8M
- Holdings
- 676
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 5.25%
- Effective number of positions
- 421.8
- Positions above 1%
- 0
On this page
- Price chart The fund's market price over time, with technical overlays.
- Performance Total return, volatility, drawdown and other risk metrics.
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
FAB Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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Performance as of Aug. 20, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▲ +13.81% | — |
| 3M | ▲ +13.81% | — |
| 6M | ▲ +8.59% | — |
| YTD | ▲ +20.16% | — |
| 1Y | ▲ +25.66% | — |
| 3Y | — | — |
| 5Y | — | — |
| Max since Feb. 27, 2024 | ▲ +37.55% | — |
- Volatility 1Y
- 22.87%
- Volatility 3Y
- —
- Max drawdown 3Y
- —
- Beta 3Y
- —
- Sharpe 1Y*
- 1.81
Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- -$493K
- Quarter ending Apr 2026
- +$4.2M
- Trailing 12 months
- -$4.3M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 676 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| 1ST SOURCE CORP | 336901103 | $72K | 0.05 | 976 | EC | US |
| NETSCOUT SYSTEMS INC | 64115T104 | $72K | 0.05 | 2,125 | EC | US |
| QCR HOLDINGS INC | 74727A104 | $72K | 0.05 | 791 | EC | US |
| TRICO BANCSHARES | 896095106 | $71K | 0.05 | 1,421 | EC | US |
| ALAMO GROUP INC | 011311107 | $71K | 0.05 | 410 | EC | US |
| WESTAMERICA BANCORP | 957090103 | $71K | 0.05 | 1,296 | EC | US |
| HILLTOP HOLDINGS INC | 432748101 | $71K | 0.05 | 1,886 | EC | US |
| CVB FINANCIAL CORP | 126600105 | $71K | 0.05 | 3,485 | EC | US |
| ROBERT HALF INC | 770323103 | $71K | 0.05 | 2,660 | EC | US |
| FIRST COMMONWEALTH FINANCIAL CORP | 319829107 | $71K | 0.05 | 3,843 | EC | US |
| WOLVERINE WORLD WIDE INC | 978097103 | $70K | 0.05 | 4,140 | EC | US |
| MGE ENERGY INC | 55277P104 | $70K | 0.05 | 874 | EC | US |
| FIRST BUSEY CORP | 319383204 | $70K | 0.05 | 2,674 | EC | US |
| MURPHY USA INC | 626755102 | $70K | 0.05 | 119 | EC | US |
| ADDUS HOMECARE CORP | 006739106 | $70K | 0.05 | 721 | EC | US |
| MASCO CORP | 574599106 | $70K | 0.05 | 970 | EC | US |
| BANKUNITED INC | 06652K103 | $70K | 0.05 | 1,496 | EC | US |
| LTC PROPERTIES INC | 502175102 | $69K | 0.05 | 1,818 | EC | US |
| BOSTON BEER COMPANY INC (THE) | 100557107 | $69K | 0.05 | 293 | EC | US |
| NBT BANCORP INC | 628778102 | $69K | 0.05 | 1,587 | EC | US |
| IDT CORP | 448947507 | $69K | 0.05 | 1,376 | EC | US |
| NEXSTAR MEDIA GROUP INC | 65336K103 | $67K | 0.05 | 324 | EC | US |
| WESBANCO INC | 950810101 | $67K | 0.05 | 1,959 | EC | US |
| ALLISON TRANSMISSION HOLDINGS INC | 01973R101 | $67K | 0.05 | 500 | EC | US |
| DICKS SPORTING GOODS INC | 253393102 | $67K | 0.05 | 295 | EC | US |
| H.B. FULLER COMPANY | 359694106 | $66K | 0.05 | 1,095 | EC | US |
| FIDELITY NATIONAL FINANCIAL INC | 31620R303 | $66K | 0.05 | 1,263 | EC | US |
| KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | 499049104 | $66K | 0.05 | 1,017 | EC | US |
| CHEMED CORP | 16359R103 | $66K | 0.05 | 155 | EC | US |
| PATHWARD FINANCIAL INC | 59100U108 | $66K | 0.05 | 757 | EC | US |
| VF CORP | 918204108 | $65K | 0.05 | 3,446 | EC | US |
| SIMPSON MANUFACTURING CO INC | 829073105 | $65K | 0.05 | 341 | EC | US |
| MSC INDUSTRIAL DIRECT CO INC | 553530106 | $65K | 0.05 | 635 | EC | US |
| H2O AMERICA | 784305104 | $65K | 0.05 | 1,152 | EC | US |
| CUBESMART | 229663109 | $65K | 0.05 | 1,598 | EC | US |
| TIMKEN COMPANY (THE) | 887389104 | $65K | 0.05 | 582 | EC | US |
| PRESTIGE CONSUMER HEALTHCARE INC | 74112D101 | $64K | 0.05 | 1,140 | EC | US |
| FRANKLIN ELECTRIC CO INC | 353514102 | $64K | 0.05 | 635 | EC | US |
| LINDSAY CORP | 535555106 | $63K | 0.05 | 567 | EC | US |
| GAMESTOP CORP | 36467W109 | $63K | 0.05 | 2,541 | EC | US |
| ALLEGIANT TRAVEL COMPANY | 01748X102 | $63K | 0.05 | 834 | EC | US |
| CALIFORNIA WATER SERVICE GROUP | 130788102 | $63K | 0.05 | 1,490 | EC | US |
| CARLISLE COMPANIES INC | 142339100 | $62K | 0.04 | 175 | EC | US |
| COMMERCE BANCSHARES INC (MO) | 200525103 | $62K | 0.04 | 1,190 | EC | US |
| CULLEN/FROST BANKERS INC | 229899109 | $62K | 0.04 | 427 | EC | US |
| ATLANTIC UNION BANKSHARES CORP | 04911A107 | $62K | 0.04 | 1,638 | EC | US |
| POOL CORP | 73278L105 | $62K | 0.04 | 289 | EC | US |
| PERDOCEO EDUCATION CORP | 71363P106 | $62K | 0.04 | 1,816 | EC | US |
| BORGWARNER INC | 099724106 | $61K | 0.04 | 1,079 | EC | US |
| AMERICAN FINANCIAL GROUP INC | 025932104 | $61K | 0.04 | 458 | EC | US |
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Sector breakdown
Financials
15.2%
Industrials
10.2%
Energy
9.3%
Real Estate
8.1%
Utilities
7.4%
Financial Services
7.4%
Health Care
6.7%
Retail
4.8%
Consumer products
4.6%
Consumer Discretionary
3.7%
Technology
3.2%
Consumer Staples
3.0%
Materials
2.8%
Communication Services
2.4%
Telecommunication
1.4%
Packaging
1.4%
Logistics & Transportation
1.0%
Diversified Consumer Services
0.5%
Paper & Forest
0.1%
Communications
0.1%
Other/Unmapped
6.7%
Institutional owners (13F) 69 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| LPL Financial LLC | $7,869,456 | 15.20% | 77,533 | Shares | June 30, 2026 |
| MORGAN STANLEY | $6,232,772 | 12.04% | 61,407 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $4,389,870 | 8.48% | 43,249 | Shares | June 30, 2026 |
| 626 Financial, LLC | $3,573,253 | 6.90% | 35,205 | Shares | June 30, 2026 |
| CITADEL ADVISORS LLC | $3,470,731 | 6.70% | 34,195 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $1,898,875 | 3.67% | 18,708 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $1,836,453 | 3.55% | 18,093 | Shares | June 30, 2026 |
| Proactive Wealth Strategies LLC | $1,577,448 | 3.05% | 15,543 | Shares | June 30, 2026 |
| Baird Financial Group, Inc. | $1,575,658 | 3.04% | 15,524 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $1,567,319 | 3.03% | 15,442 | Shares | June 30, 2026 |
| GOLDMAN SACHS GROUP INC | $1,107,954 | 2.14% | 10,916 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $1,061,990 | 2.05% | 10,463 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $951,038 | 1.84% | 9,370 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $947,404 | 1.83% | 9,334 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $942,817 | 1.82% | 9,289 | Shares | June 30, 2026 |
| Quad-Cities Investment Group, LLC | $866,444 | 1.67% | 8,537 | Shares | June 30, 2026 |
| Rockefeller Capital Management L.P. | $758,741 | 1.47% | 7,475 | Shares | June 30, 2026 |
| Avidian Wealth Enterprises, LLC | $742,508 | 1.43% | 7,315 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $737,978 | 1.43% | 7,271 | Shares | June 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | $734,187 | 1.42% | 7,174 | Shares | June 30, 2026 |
| UBS Group AG | $728,959 | 1.41% | 7,182 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $684,449 | 1.32% | 6,743 | Shares | June 30, 2026 |
| Capital Investment Advisory Services, LLC | $641,149 | 1.24% | 6,317 | Shares | June 30, 2026 |
| D.A. DAVIDSON & CO. | $588,182 | 1.14% | 5,795 | Shares | June 30, 2026 |
| PRINCIPAL SECURITIES, INC. | $586,387 | 1.13% | 5,777 | Shares | June 30, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | $492,469 | 0.95% | 4,852 | Shares | June 30, 2026 |
| Stratos Wealth Partners, LTD. | $476,763 | 0.92% | 4,697 | Shares | June 30, 2026 |
| PFG Investments, LLC | $443,171 | 0.86% | 4,366 | Shares | June 30, 2026 |
| HFG Advisors, Inc. | $415,635 | 0.80% | 4,095 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $406,128 | 0.78% | 4,001 | Shares | June 30, 2026 |
| TCFG Investment Advisors, LLC | $365,597 | 0.71% | 3,602 | Shares | June 30, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | $340,564 | 0.66% | 3,602 | Shares | March 31, 2026 |
| Apeiron RIA LLC | $328,243 | 0.63% | 3,234 | Shares | June 30, 2026 |
| Creative Planning | $324,518 | 0.63% | 3,197 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $244,319 | 0.47% | 2,407 | Shares | June 30, 2026 |
| Clearstead Advisors, LLC | $235,171 | 0.45% | 2,317 | Shares | June 30, 2026 |
| Moors & Cabot, Inc. | $228,777 | 0.44% | 2,254 | Shares | June 30, 2026 |
| Pacific Sun Financial Corp | $214,161 | 0.41% | 2,110 | Shares | June 30, 2026 |
| IFG Advisory, LLC | $197,834 | 0.38% | 1,949 | Shares | June 30, 2026 |
| PROEQUITIES, INC. | $135,096 | 0.26% | 1,589 | Shares | Dec. 31, 2024 |
| Golden State Wealth Management, LLC | $99,976 | 0.19% | 985 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $90,000 | 0.17% | 886 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $82,363 | 0.16% | 811 | Shares | June 30, 2026 |
| FMR LLC | $80,104 | 0.15% | 789 | Shares | June 30, 2026 |
| JPMORGAN CHASE & CO | $78,410 | 0.15% | 769 | Shares | June 30, 2026 |
| Private Wealth Asset Management, LLC | $77,342 | 0.15% | 762 | Shares | June 30, 2026 |
| IFP Advisors, Inc | $70,744 | 0.14% | 697 | Shares | June 30, 2026 |
| Parkside Financial Bank & Trust | $56,730 | 0.11% | 600 | Shares | March 31, 2026 |
| Anchor Investment Management, LLC | $33,092 | 0.06% | 350 | Shares | March 31, 2026 |
| NewEdge Advisors, LLC | $32,479 | 0.06% | 320 | Shares | June 30, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $28,521 | 0.06% | 280 | Shares | June 30, 2026 |
| Geneos Wealth Management Inc. | $24,969 | 0.05% | 246 | Shares | June 30, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | $20,300 | 0.04% | 200 | Shares | June 30, 2026 |
| ASSETMARK, INC | $10,353 | 0.02% | 102 | Shares | June 30, 2026 |
| Godfrey Financial Associates, Inc. | $10,150 | 0.02% | 100 | Shares | June 30, 2026 |
| Parallel Advisors, LLC | $10,150 | 0.02% | 100 | Shares | June 30, 2026 |
| PNC Financial Services Group, Inc. | $9,947 | 0.02% | 98 | Shares | June 30, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $9,455 | 0.02% | 100 | Shares | March 31, 2026 |
| LANARK FINANCIAL, INC. | $9,134 | 0.02% | 90 | Shares | June 30, 2026 |
| Arax Advisory Partners | $7,613 | 0.01% | 75 | Shares | June 30, 2026 |
| Allworth Financial LP | $7,105 | 0.01% | 70 | Shares | June 30, 2026 |
| Larson Financial Group LLC | $4,263 | 0.01% | 42 | Shares | June 30, 2026 |
| AdvisorNet Financial, Inc | $3,663 | 0.01% | 37 | Shares | June 30, 2026 |
| Global Retirement Partners, LLC | $1,522 | 0.00% | 15 | Shares | June 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | $761 | 0.00% | 7,498 | Shares | June 30, 2026 |
| Janney Montgomery Scott LLC | $733 | 0.00% | 7,220 | Shares | June 30, 2026 |
| Virtu Financial LLC | $434 | 0.00% | 4,274 | Shares | June 30, 2026 |
| CENTAURUS FINANCIAL, INC. | $113 | 0.00% | 1,113 | Shares | June 30, 2026 |
| CITIGROUP INC | $101 | 0.00% | 1 | Shares | June 30, 2026 |
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