First Trust Exchange-Traded AlphaDEX Fund (FAB)
Management Company · XNMS · Series S000017342 · View on SEC EDGAR ↗
$107.62
As of Aug. 21, 2026
▲ +0.50 (+0.47%)
1-day change
$83.76 – $108.60
52-week range
- Net assets
- $138.8M
- Holdings
- 676
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 5.25%
- Effective number of positions
- 421.8
- Positions above 1%
- 0
On this page
- Price chart The fund's market price over time, with technical overlays.
- Performance Total return, volatility, drawdown and other risk metrics.
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
FAB Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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Performance as of Aug. 20, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▲ +13.81% | — |
| 3M | ▲ +13.81% | — |
| 6M | ▲ +8.59% | — |
| YTD | ▲ +20.16% | — |
| 1Y | ▲ +25.66% | — |
| 3Y | — | — |
| 5Y | — | — |
| Max since Feb. 27, 2024 | ▲ +37.55% | — |
- Volatility 1Y
- 22.87%
- Volatility 3Y
- —
- Max drawdown 3Y
- —
- Beta 3Y
- —
- Sharpe 1Y*
- 1.81
Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- -$493K
- Quarter ending Apr 2026
- +$4.2M
- Trailing 12 months
- -$4.3M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 676 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| EAGLE MATERIALS INC | 26969P108 | $195K | 0.14 | 927 | EC | US |
| GLOBE LIFE INC | 37959E102 | $195K | 0.14 | 1,262 | EC | US |
| VALLEY NATIONAL BANCORP | 919794107 | $194K | 0.14 | 14,305 | EC | US |
| DOUGLAS EMMETT INC | 25960P109 | $194K | 0.14 | 17,931 | EC | US |
| COMSTOCK RESOURCES INC | 205768302 | $194K | 0.14 | 11,111 | EC | US |
| ZIONS BANCORP NA | 989701107 | $193K | 0.14 | 3,049 | EC | US |
| ARDENT HEALTH INC | 03980N107 | $193K | 0.14 | 19,732 | EC | US |
| CBIZ INC | 124805102 | $192K | 0.14 | 6,291 | EC | US |
| HIGHWOODS PROPERTIES INC | 431284108 | $192K | 0.14 | 7,889 | EC | US |
| WALKER & DUNLOP INC | 93148P102 | $192K | 0.14 | 3,806 | EC | US |
| MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS | 61747C582 | $192K | 0.14 | 191,566 | STIV | US |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | $191K | 0.14 | 2,255 | EC | US |
| AUTONATION INC | 05329W102 | $191K | 0.14 | 900 | EC | US |
| BLACK HILLS CORP | 092113109 | $191K | 0.14 | 2,531 | EC | US |
| DORIAN LPG LTD | — | $190K | 0.14 | 4,939 | EC | MH |
| AMERICAN ASSETS TRUST INC | 024013104 | $190K | 0.14 | 9,175 | EC | US |
| AMPHASTAR PHARMACEUTICALS INC | 03209R103 | $189K | 0.14 | 8,622 | EC | US |
| SPECTRUM BRANDS HOLDINGS INC | 84790A105 | $189K | 0.14 | 2,292 | EC | US |
| TELEPHONE & DATA SYSTEMS INC | 879433829 | $188K | 0.14 | 4,173 | EC | US |
| RLJ LODGING TRUST | 74965L101 | $188K | 0.14 | 22,764 | EC | US |
| U-HAUL HOLDING COMPANY | 023586506 | $188K | 0.14 | 3,933 | EC | US |
| F.N.B. CORP (PENNSYLVANIA) | 302520101 | $188K | 0.14 | 10,506 | EC | US |
| INTERNATIONAL BANCSHARES CORP | 459044103 | $187K | 0.13 | 2,611 | EC | US |
| OSHKOSH CORP | 688239201 | $186K | 0.13 | 1,193 | EC | US |
| SPROUTS FARMERS MARKET INC | 85208M102 | $186K | 0.13 | 2,278 | EC | US |
| GEO GROUP INC (THE) | 36162J106 | $186K | 0.13 | 10,048 | EC | US |
| UNITED COMMUNITY BANKS INC | 90984P303 | $186K | 0.13 | 5,578 | EC | US |
| LEGGETT & PLATT INC | 524660107 | $186K | 0.13 | 17,096 | EC | US |
| HAMILTON INSURANCE GROUP LTD | — | $186K | 0.13 | 5,662 | EC | BM |
| KOHL'S CORP | 500255104 | $186K | 0.13 | 13,094 | EC | US |
| SOUTHSTATE BANK CORP | 84472E102 | $185K | 0.13 | 1,899 | EC | US |
| ICF INTERNATIONAL INC | 44925C103 | $185K | 0.13 | 2,587 | EC | US |
| NEWMARKET CORP | 651587107 | $185K | 0.13 | 274 | EC | US |
| TRACTOR SUPPLY COMPANY | 892356106 | $185K | 0.13 | 5,272 | EC | US |
| KYNDRYL HOLDINGS INC | 50155Q100 | $185K | 0.13 | 13,389 | EC | US |
| CAESARS ENTERTAINMENT INC | 12769G100 | $185K | 0.13 | 6,647 | EC | US |
| FACTSET RESEARCH SYSTEMS INC | 303075105 | $184K | 0.13 | 810 | EC | US |
| ZIFF DAVIS INC | 48123V102 | $184K | 0.13 | 4,025 | EC | US |
| NCR VOYIX CORP | 62886E108 | $184K | 0.13 | 26,684 | EC | US |
| SIRIUSPOINT LTD | — | $184K | 0.13 | 7,842 | EC | BM |
| PAYCOM SOFTWARE INC | 70432V102 | $183K | 0.13 | 1,445 | EC | US |
| VIRTUS INVESTMENT PARTNERS INC | 92828Q109 | $183K | 0.13 | 1,257 | EC | US |
| GOLUB CAPITAL BDC INC | 38173M102 | $183K | 0.13 | 13,342 | EC | US |
| FORTUNE BRANDS INNOVATIONS INC | 34964C106 | $183K | 0.13 | 4,508 | EC | US |
| INNOVATIVE INDUSTRIAL PROPERTIES INC | 45781V101 | $183K | 0.13 | 3,367 | EC | US |
| LA-Z-BOY INC | 505336107 | $183K | 0.13 | 5,256 | EC | US |
| PROSPERITY BANCSHARES INC | 743606105 | $182K | 0.13 | 2,615 | EC | US |
| ONE GAS INC | 68235P108 | $182K | 0.13 | 2,039 | EC | US |
| AMKOR TECHNOLOGY INC | 031652100 | $181K | 0.13 | 2,601 | EC | US |
| M/I HOMES INC | 55305B101 | $181K | 0.13 | 1,379 | EC | US |
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Sector breakdown
Financials
15.2%
Industrials
10.2%
Energy
9.3%
Real Estate
8.1%
Utilities
7.4%
Financial Services
7.4%
Health Care
6.7%
Retail
4.8%
Consumer products
4.6%
Consumer Discretionary
3.7%
Technology
3.2%
Consumer Staples
3.0%
Materials
2.8%
Communication Services
2.4%
Telecommunication
1.4%
Packaging
1.4%
Logistics & Transportation
1.0%
Diversified Consumer Services
0.5%
Paper & Forest
0.1%
Communications
0.1%
Other/Unmapped
6.7%
Institutional owners (13F) 69 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| LPL Financial LLC | $7,869,456 | 15.20% | 77,533 | Shares | June 30, 2026 |
| MORGAN STANLEY | $6,232,772 | 12.04% | 61,407 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $4,389,870 | 8.48% | 43,249 | Shares | June 30, 2026 |
| 626 Financial, LLC | $3,573,253 | 6.90% | 35,205 | Shares | June 30, 2026 |
| CITADEL ADVISORS LLC | $3,470,731 | 6.70% | 34,195 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $1,898,875 | 3.67% | 18,708 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $1,836,453 | 3.55% | 18,093 | Shares | June 30, 2026 |
| Proactive Wealth Strategies LLC | $1,577,448 | 3.05% | 15,543 | Shares | June 30, 2026 |
| Baird Financial Group, Inc. | $1,575,658 | 3.04% | 15,524 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $1,567,319 | 3.03% | 15,442 | Shares | June 30, 2026 |
| GOLDMAN SACHS GROUP INC | $1,107,954 | 2.14% | 10,916 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $1,061,990 | 2.05% | 10,463 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $951,038 | 1.84% | 9,370 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $947,404 | 1.83% | 9,334 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $942,817 | 1.82% | 9,289 | Shares | June 30, 2026 |
| Quad-Cities Investment Group, LLC | $866,444 | 1.67% | 8,537 | Shares | June 30, 2026 |
| Rockefeller Capital Management L.P. | $758,741 | 1.47% | 7,475 | Shares | June 30, 2026 |
| Avidian Wealth Enterprises, LLC | $742,508 | 1.43% | 7,315 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $737,978 | 1.43% | 7,271 | Shares | June 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | $734,187 | 1.42% | 7,174 | Shares | June 30, 2026 |
| UBS Group AG | $728,959 | 1.41% | 7,182 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $684,449 | 1.32% | 6,743 | Shares | June 30, 2026 |
| Capital Investment Advisory Services, LLC | $641,149 | 1.24% | 6,317 | Shares | June 30, 2026 |
| D.A. DAVIDSON & CO. | $588,182 | 1.14% | 5,795 | Shares | June 30, 2026 |
| PRINCIPAL SECURITIES, INC. | $586,387 | 1.13% | 5,777 | Shares | June 30, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | $492,469 | 0.95% | 4,852 | Shares | June 30, 2026 |
| Stratos Wealth Partners, LTD. | $476,763 | 0.92% | 4,697 | Shares | June 30, 2026 |
| PFG Investments, LLC | $443,171 | 0.86% | 4,366 | Shares | June 30, 2026 |
| HFG Advisors, Inc. | $415,635 | 0.80% | 4,095 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $406,128 | 0.78% | 4,001 | Shares | June 30, 2026 |
| TCFG Investment Advisors, LLC | $365,597 | 0.71% | 3,602 | Shares | June 30, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | $340,564 | 0.66% | 3,602 | Shares | March 31, 2026 |
| Apeiron RIA LLC | $328,243 | 0.63% | 3,234 | Shares | June 30, 2026 |
| Creative Planning | $324,518 | 0.63% | 3,197 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $244,319 | 0.47% | 2,407 | Shares | June 30, 2026 |
| Clearstead Advisors, LLC | $235,171 | 0.45% | 2,317 | Shares | June 30, 2026 |
| Moors & Cabot, Inc. | $228,777 | 0.44% | 2,254 | Shares | June 30, 2026 |
| Pacific Sun Financial Corp | $214,161 | 0.41% | 2,110 | Shares | June 30, 2026 |
| IFG Advisory, LLC | $197,834 | 0.38% | 1,949 | Shares | June 30, 2026 |
| PROEQUITIES, INC. | $135,096 | 0.26% | 1,589 | Shares | Dec. 31, 2024 |
| Golden State Wealth Management, LLC | $99,976 | 0.19% | 985 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $90,000 | 0.17% | 886 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $82,363 | 0.16% | 811 | Shares | June 30, 2026 |
| FMR LLC | $80,104 | 0.15% | 789 | Shares | June 30, 2026 |
| JPMORGAN CHASE & CO | $78,410 | 0.15% | 769 | Shares | June 30, 2026 |
| Private Wealth Asset Management, LLC | $77,342 | 0.15% | 762 | Shares | June 30, 2026 |
| IFP Advisors, Inc | $70,744 | 0.14% | 697 | Shares | June 30, 2026 |
| Parkside Financial Bank & Trust | $56,730 | 0.11% | 600 | Shares | March 31, 2026 |
| Anchor Investment Management, LLC | $33,092 | 0.06% | 350 | Shares | March 31, 2026 |
| NewEdge Advisors, LLC | $32,479 | 0.06% | 320 | Shares | June 30, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $28,521 | 0.06% | 280 | Shares | June 30, 2026 |
| Geneos Wealth Management Inc. | $24,969 | 0.05% | 246 | Shares | June 30, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | $20,300 | 0.04% | 200 | Shares | June 30, 2026 |
| ASSETMARK, INC | $10,353 | 0.02% | 102 | Shares | June 30, 2026 |
| Godfrey Financial Associates, Inc. | $10,150 | 0.02% | 100 | Shares | June 30, 2026 |
| Parallel Advisors, LLC | $10,150 | 0.02% | 100 | Shares | June 30, 2026 |
| PNC Financial Services Group, Inc. | $9,947 | 0.02% | 98 | Shares | June 30, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $9,455 | 0.02% | 100 | Shares | March 31, 2026 |
| LANARK FINANCIAL, INC. | $9,134 | 0.02% | 90 | Shares | June 30, 2026 |
| Arax Advisory Partners | $7,613 | 0.01% | 75 | Shares | June 30, 2026 |
| Allworth Financial LP | $7,105 | 0.01% | 70 | Shares | June 30, 2026 |
| Larson Financial Group LLC | $4,263 | 0.01% | 42 | Shares | June 30, 2026 |
| AdvisorNet Financial, Inc | $3,663 | 0.01% | 37 | Shares | June 30, 2026 |
| Global Retirement Partners, LLC | $1,522 | 0.00% | 15 | Shares | June 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | $761 | 0.00% | 7,498 | Shares | June 30, 2026 |
| Janney Montgomery Scott LLC | $733 | 0.00% | 7,220 | Shares | June 30, 2026 |
| Virtu Financial LLC | $434 | 0.00% | 4,274 | Shares | June 30, 2026 |
| CENTAURUS FINANCIAL, INC. | $113 | 0.00% | 1,113 | Shares | June 30, 2026 |
| CITIGROUP INC | $101 | 0.00% | 1 | Shares | June 30, 2026 |
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