First Trust Exchange-Traded AlphaDEX Fund (FAB)
Management Company · XNMS · Series S000017342 · View on SEC EDGAR ↗
$107.62
As of Aug. 21, 2026
▲ +0.50 (+0.47%)
1-day change
$83.76 – $108.60
52-week range
- Net assets
- $138.8M
- Holdings
- 676
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 5.25%
- Effective number of positions
- 421.8
- Positions above 1%
- 0
On this page
- Price chart The fund's market price over time, with technical overlays.
- Performance Total return, volatility, drawdown and other risk metrics.
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
FAB Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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Performance as of Aug. 20, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▲ +13.81% | — |
| 3M | ▲ +13.81% | — |
| 6M | ▲ +8.59% | — |
| YTD | ▲ +20.16% | — |
| 1Y | ▲ +25.66% | — |
| 3Y | — | — |
| 5Y | — | — |
| Max since Feb. 27, 2024 | ▲ +37.55% | — |
- Volatility 1Y
- 22.87%
- Volatility 3Y
- —
- Max drawdown 3Y
- —
- Beta 3Y
- —
- Sharpe 1Y*
- 1.81
Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- -$493K
- Quarter ending Apr 2026
- +$4.2M
- Trailing 12 months
- -$4.3M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 676 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| LAMB WESTON HOLDINGS INC | 513272104 | $181K | 0.13 | 4,157 | EC | US |
| EMPIRE STATE REALTY TRUST INC | 292104106 | $181K | 0.13 | 32,483 | EC | US |
| PINNACLE WEST CAPITAL CORP | 723484101 | $181K | 0.13 | 1,744 | EC | US |
| KBR INC | 48242W106 | $179K | 0.13 | 4,766 | EC | US |
| WINNEBAGO INDUSTRIES INC | 974637100 | $178K | 0.13 | 5,450 | EC | US |
| VONTIER CORP | 928881101 | $178K | 0.13 | 4,952 | EC | US |
| ARMOUR RESIDENTIAL REIT INC | 042315705 | $178K | 0.13 | 10,127 | EC | US |
| PAR PACIFIC HOLDINGS INC | 69888T207 | $177K | 0.13 | 2,697 | EC | US |
| BRISTOW GROUP INC | 11040G103 | $177K | 0.13 | 3,602 | EC | US |
| SPIRE INC (US) | 84857L101 | $177K | 0.13 | 1,940 | EC | US |
| GREEN BRICK PARTNERS INC | 392709101 | $177K | 0.13 | 2,621 | EC | US |
| OLD REPUBLIC INTERNATIONAL CORP | 680223104 | $176K | 0.13 | 4,403 | EC | US |
| NMI HOLDINGS INC | 629209305 | $174K | 0.13 | 4,503 | EC | US |
| REYNOLDS CONSUMER PRODUCTS INC | 76171L106 | $174K | 0.13 | 8,294 | EC | US |
| ALBERTSONS COMPANIES INC | 013091103 | $174K | 0.13 | 10,309 | EC | US |
| WEIS MARKETS INC | 948849104 | $173K | 0.12 | 2,470 | EC | US |
| KB HOME | 48666K109 | $173K | 0.12 | 3,264 | EC | US |
| SALLY BEAUTY HOLDINGS INC | 79546E104 | $173K | 0.12 | 12,196 | EC | US |
| HOWARD HUGHES HOLDINGS INC | 44267T102 | $173K | 0.12 | 2,777 | EC | US |
| NXP SEMICONDUCTORS NV | — | $172K | 0.12 | 587 | EC | NL |
| INGLES MARKETS INC | 457030104 | $172K | 0.12 | 1,879 | EC | US |
| UNIVERSAL CORP | 913456109 | $172K | 0.12 | 3,205 | EC | US |
| WORTHINGTON STEEL INC | 982104101 | $171K | 0.12 | 4,452 | EC | US |
| MOLINA HEALTHCARE INC | 60855R100 | $171K | 0.12 | 879 | EC | US |
| UFP INDUSTRIES INC | 90278Q108 | $171K | 0.12 | 1,907 | EC | US |
| BRIGHTVIEW HOLDINGS INC | 10948C107 | $170K | 0.12 | 14,327 | EC | US |
| UNITI GROUP INC | 912932100 | $170K | 0.12 | 14,406 | EC | US |
| ASSURED GUARANTY LTD | — | $170K | 0.12 | 2,073 | EC | BM |
| STEPAN COMPANY | 858586100 | $169K | 0.12 | 3,380 | EC | US |
| ALCOA CORP | 013872106 | $169K | 0.12 | 2,648 | EC | US |
| BUILDERS FIRSTSOURCE INC | 12008R107 | $169K | 0.12 | 2,134 | EC | US |
| CRESCENT ENERGY COMPANY | 44952J104 | $168K | 0.12 | 12,512 | EC | US |
| CF INDUSTRIES HOLDINGS INC | 125269100 | $168K | 0.12 | 1,353 | EC | US |
| LGI HOMES INC | 50187T106 | $167K | 0.12 | 3,418 | EC | US |
| INNOVIVA INC | 45781M101 | $167K | 0.12 | 7,249 | EC | US |
| VISTEON CORP | 92839U206 | $166K | 0.12 | 1,483 | EC | US |
| BEST BUY CO INC | 086516101 | $166K | 0.12 | 2,736 | EC | US |
| CENTURY COMMUNITIES INC | 156504300 | $165K | 0.12 | 2,944 | EC | US |
| CAL-MAINE FOODS INC | 128030202 | $165K | 0.12 | 2,134 | EC | US |
| HUB GROUP INC | 443320106 | $164K | 0.12 | 3,749 | EC | US |
| ITRON INC | 465741106 | $164K | 0.12 | 1,960 | EC | US |
| UNITEDHEALTH GROUP INC | 91324P102 | $158K | 0.11 | 427 | EC | US |
| GREENBRIER COMPANIES INC (THE) | 393657101 | $158K | 0.11 | 3,208 | EC | US |
| SIMPLY GOOD FOODS COMPANY (THE) | 82900L102 | $157K | 0.11 | 11,771 | EC | US |
| AVNET INC | 053807103 | $157K | 0.11 | 1,900 | EC | US |
| INTERNATIONAL SEAWAYS INC | — | $154K | 0.11 | 1,854 | EC | MH |
| GULFPORT ENERGY CORP | 402635502 | $154K | 0.11 | 798 | EC | US |
| STEWART INFORMATION SERVICES CORP | 860372101 | $154K | 0.11 | 2,194 | EC | US |
| OFG BANCORP | 67103X102 | $154K | 0.11 | 3,340 | EC | PR |
| FIVE9 INC | 338307101 | $153K | 0.11 | 8,908 | EC | US |
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Sector breakdown
Financials
15.2%
Industrials
10.2%
Energy
9.3%
Real Estate
8.1%
Utilities
7.4%
Financial Services
7.4%
Health Care
6.7%
Retail
4.8%
Consumer products
4.6%
Consumer Discretionary
3.7%
Technology
3.2%
Consumer Staples
3.0%
Materials
2.8%
Communication Services
2.4%
Telecommunication
1.4%
Packaging
1.4%
Logistics & Transportation
1.0%
Diversified Consumer Services
0.5%
Paper & Forest
0.1%
Communications
0.1%
Other/Unmapped
6.7%
Institutional owners (13F) 69 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| LPL Financial LLC | $7,869,456 | 15.20% | 77,533 | Shares | June 30, 2026 |
| MORGAN STANLEY | $6,232,772 | 12.04% | 61,407 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $4,389,870 | 8.48% | 43,249 | Shares | June 30, 2026 |
| 626 Financial, LLC | $3,573,253 | 6.90% | 35,205 | Shares | June 30, 2026 |
| CITADEL ADVISORS LLC | $3,470,731 | 6.70% | 34,195 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $1,898,875 | 3.67% | 18,708 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $1,836,453 | 3.55% | 18,093 | Shares | June 30, 2026 |
| Proactive Wealth Strategies LLC | $1,577,448 | 3.05% | 15,543 | Shares | June 30, 2026 |
| Baird Financial Group, Inc. | $1,575,658 | 3.04% | 15,524 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $1,567,319 | 3.03% | 15,442 | Shares | June 30, 2026 |
| GOLDMAN SACHS GROUP INC | $1,107,954 | 2.14% | 10,916 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $1,061,990 | 2.05% | 10,463 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $951,038 | 1.84% | 9,370 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $947,404 | 1.83% | 9,334 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $942,817 | 1.82% | 9,289 | Shares | June 30, 2026 |
| Quad-Cities Investment Group, LLC | $866,444 | 1.67% | 8,537 | Shares | June 30, 2026 |
| Rockefeller Capital Management L.P. | $758,741 | 1.47% | 7,475 | Shares | June 30, 2026 |
| Avidian Wealth Enterprises, LLC | $742,508 | 1.43% | 7,315 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $737,978 | 1.43% | 7,271 | Shares | June 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | $734,187 | 1.42% | 7,174 | Shares | June 30, 2026 |
| UBS Group AG | $728,959 | 1.41% | 7,182 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $684,449 | 1.32% | 6,743 | Shares | June 30, 2026 |
| Capital Investment Advisory Services, LLC | $641,149 | 1.24% | 6,317 | Shares | June 30, 2026 |
| D.A. DAVIDSON & CO. | $588,182 | 1.14% | 5,795 | Shares | June 30, 2026 |
| PRINCIPAL SECURITIES, INC. | $586,387 | 1.13% | 5,777 | Shares | June 30, 2026 |
| COTTONWOOD CAPITAL ADVISORS, LLC | $492,469 | 0.95% | 4,852 | Shares | June 30, 2026 |
| Stratos Wealth Partners, LTD. | $476,763 | 0.92% | 4,697 | Shares | June 30, 2026 |
| PFG Investments, LLC | $443,171 | 0.86% | 4,366 | Shares | June 30, 2026 |
| HFG Advisors, Inc. | $415,635 | 0.80% | 4,095 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $406,128 | 0.78% | 4,001 | Shares | June 30, 2026 |
| TCFG Investment Advisors, LLC | $365,597 | 0.71% | 3,602 | Shares | June 30, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | $340,564 | 0.66% | 3,602 | Shares | March 31, 2026 |
| Apeiron RIA LLC | $328,243 | 0.63% | 3,234 | Shares | June 30, 2026 |
| Creative Planning | $324,518 | 0.63% | 3,197 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $244,319 | 0.47% | 2,407 | Shares | June 30, 2026 |
| Clearstead Advisors, LLC | $235,171 | 0.45% | 2,317 | Shares | June 30, 2026 |
| Moors & Cabot, Inc. | $228,777 | 0.44% | 2,254 | Shares | June 30, 2026 |
| Pacific Sun Financial Corp | $214,161 | 0.41% | 2,110 | Shares | June 30, 2026 |
| IFG Advisory, LLC | $197,834 | 0.38% | 1,949 | Shares | June 30, 2026 |
| PROEQUITIES, INC. | $135,096 | 0.26% | 1,589 | Shares | Dec. 31, 2024 |
| Golden State Wealth Management, LLC | $99,976 | 0.19% | 985 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $90,000 | 0.17% | 886 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $82,363 | 0.16% | 811 | Shares | June 30, 2026 |
| FMR LLC | $80,104 | 0.15% | 789 | Shares | June 30, 2026 |
| JPMORGAN CHASE & CO | $78,410 | 0.15% | 769 | Shares | June 30, 2026 |
| Private Wealth Asset Management, LLC | $77,342 | 0.15% | 762 | Shares | June 30, 2026 |
| IFP Advisors, Inc | $70,744 | 0.14% | 697 | Shares | June 30, 2026 |
| Parkside Financial Bank & Trust | $56,730 | 0.11% | 600 | Shares | March 31, 2026 |
| Anchor Investment Management, LLC | $33,092 | 0.06% | 350 | Shares | March 31, 2026 |
| NewEdge Advisors, LLC | $32,479 | 0.06% | 320 | Shares | June 30, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $28,521 | 0.06% | 280 | Shares | June 30, 2026 |
| Geneos Wealth Management Inc. | $24,969 | 0.05% | 246 | Shares | June 30, 2026 |
| TRUST CO OF TOLEDO NA /OH/ | $20,300 | 0.04% | 200 | Shares | June 30, 2026 |
| ASSETMARK, INC | $10,353 | 0.02% | 102 | Shares | June 30, 2026 |
| Godfrey Financial Associates, Inc. | $10,150 | 0.02% | 100 | Shares | June 30, 2026 |
| Parallel Advisors, LLC | $10,150 | 0.02% | 100 | Shares | June 30, 2026 |
| PNC Financial Services Group, Inc. | $9,947 | 0.02% | 98 | Shares | June 30, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $9,455 | 0.02% | 100 | Shares | March 31, 2026 |
| LANARK FINANCIAL, INC. | $9,134 | 0.02% | 90 | Shares | June 30, 2026 |
| Arax Advisory Partners | $7,613 | 0.01% | 75 | Shares | June 30, 2026 |
| Allworth Financial LP | $7,105 | 0.01% | 70 | Shares | June 30, 2026 |
| Larson Financial Group LLC | $4,263 | 0.01% | 42 | Shares | June 30, 2026 |
| AdvisorNet Financial, Inc | $3,663 | 0.01% | 37 | Shares | June 30, 2026 |
| Global Retirement Partners, LLC | $1,522 | 0.00% | 15 | Shares | June 30, 2026 |
| Cambridge Investment Research Advisors, Inc. | $761 | 0.00% | 7,498 | Shares | June 30, 2026 |
| Janney Montgomery Scott LLC | $733 | 0.00% | 7,220 | Shares | June 30, 2026 |
| Virtu Financial LLC | $434 | 0.00% | 4,274 | Shares | June 30, 2026 |
| CENTAURUS FINANCIAL, INC. | $113 | 0.00% | 1,113 | Shares | June 30, 2026 |
| CITIGROUP INC | $101 | 0.00% | 1 | Shares | June 30, 2026 |
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