First Trust Exchange-Traded AlphaDEX Fund (FAD)
Management Company · XNMS · Series S000017343 · View on SEC EDGAR ↗
$163.63
As of March 10, 2026
▼ -0.57 (-0.35%)
1-day change
$113.03 – $172.23
52-week range
- Net assets
- $480.2M
- Holdings
- 678
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 6.77%
- Effective number of positions
- 380.0
- Positions above 1%
- 1
On this page
- Price chart The fund's market price over time, with technical overlays.
- Performance Total return, volatility, drawdown and other risk metrics.
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
FAD Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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Performance as of March 10, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▼ -3.45% | — |
| 3M | ▼ -0.91% | — |
| 6M | ▲ +3.87% | — |
| YTD | ▲ +1.10% | — |
| 1Y | ▲ +28.95% | — |
| 3Y | — | — |
| 5Y | — | — |
| Max since Feb. 27, 2024 | ▲ +36.15% | — |
- Volatility 1Y
- 21.72%
- Volatility 3Y
- —
- Max drawdown 3Y
- —
- Beta 3Y
- —
- Sharpe 1Y*
- 1.29
Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$35.2M
- Quarter ending Apr 2026
- +$43.4M
- Trailing 12 months
- +$130.4M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 678 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| DAIWA CAPITAL MARKETS AMERICA INC. | — | $6.4M | 1.33 | 6,369,983 | RA | US |
| SANDISK CORP | 80004C200 | $3.3M | 0.69 | 3,008 | EC | US |
| SEAGATE TECHNOLOGY HOLDINGS PLC | — | $3.3M | 0.68 | 4,876 | EC | IE |
| BLOOM ENERGY CORP | 093712107 | $3.2M | 0.67 | 11,281 | EC | US |
| WESTERN DIGITAL CORP | 958102105 | $3.1M | 0.64 | 7,064 | EC | US |
| MICRON TECHNOLOGY INC | 595112103 | $2.9M | 0.61 | 5,656 | EC | US |
| ADVANCED MICRO DEVICES INC | 007903107 | $2.7M | 0.55 | 7,513 | EC | US |
| CIENA CORP | 171779309 | $2.6M | 0.54 | 4,921 | EC | US |
| COMFORT SYSTEMS USA INC | 199908104 | $2.6M | 0.53 | 1,387 | EC | US |
| MARVELL TECHNOLOGY INC | 573874104 | $2.5M | 0.53 | 15,432 | EC | US |
| QUANTA SERVICES INC | 74762E102 | $2.5M | 0.53 | 3,478 | EC | US |
| VERTIV HOLDINGS COMPANY | 92537N108 | $2.5M | 0.52 | 7,624 | EC | US |
| LUMENTUM HOLDINGS INC | 55024U109 | $2.5M | 0.51 | 2,717 | EC | US |
| DELL TECHNOLOGIES INC | 24703L202 | $2.4M | 0.51 | 11,642 | EC | US |
| MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC | 55405Y100 | $2.4M | 0.50 | 8,602 | EC | US |
| CATERPILLAR INC | 149123101 | $2.4M | 0.50 | 2,697 | EC | US |
| GE VERNOVA INC | 36828A101 | $2.4M | 0.49 | 2,190 | EC | US |
| KEYSIGHT TECHNOLOGIES INC | 49338L103 | $2.4M | 0.49 | 6,765 | EC | US |
| MKS INC | 55306N104 | $2.4M | 0.49 | 8,314 | EC | US |
| MASTEC INC | 576323109 | $2.3M | 0.49 | 5,938 | EC | US |
| CORNING INC | 219350105 | $2.3M | 0.48 | 14,051 | EC | US |
| EMCOR GROUP INC | 29084Q100 | $2.3M | 0.48 | 2,588 | EC | US |
| MONOLITHIC POWER SYSTEMS INC | 609839105 | $2.3M | 0.47 | 1,398 | EC | US |
| TERADYNE INC | 880770102 | $2.2M | 0.46 | 6,443 | EC | US |
| XPO INC | 983793100 | $2.2M | 0.45 | 9,821 | EC | US |
| API GROUP CORP | 00187Y100 | $2.2M | 0.45 | 47,150 | EC | US |
| COHERENT CORP | 19247G107 | $2.1M | 0.43 | 6,417 | EC | US |
| ATI INC | 01741R102 | $2.0M | 0.43 | 13,134 | EC | US |
| BWX TECHNOLOGIES INC | 05605H100 | $2.0M | 0.42 | 9,343 | EC | US |
| CURTISS-WRIGHT CORP | 231561101 | $2.0M | 0.42 | 2,805 | EC | US |
| ECHOSTAR CORP | 278768106 | $2.0M | 0.42 | 16,319 | EC | US |
| ROSS STORES INC | 778296103 | $2.0M | 0.42 | 8,818 | EC | US |
| QXO INC | 82846H405 | $2.0M | 0.41 | 98,382 | EC | US |
| TAPESTRY INC | 876030107 | $2.0M | 0.41 | 13,541 | EC | US |
| ROCKET LAB CORP | 773121108 | $2.0M | 0.41 | 23,801 | EC | US |
| NEWMONT CORP | 651639106 | $2.0M | 0.41 | 17,650 | EC | US |
| FTAI AVIATION LTD | — | $1.9M | 0.41 | 7,797 | EC | KY |
| WOODWARD INC | 980745103 | $1.9M | 0.40 | 5,338 | EC | US |
| ANALOG DEVICES INC | 032654105 | $1.9M | 0.40 | 4,804 | EC | US |
| CUMMINS INC | 231021106 | $1.9M | 0.40 | 2,842 | EC | US |
| NEXTPOWER INC | 65290E101 | $1.9M | 0.39 | 15,847 | EC | US |
| BURLINGTON STORES INC | 122017106 | $1.9M | 0.39 | 5,873 | EC | US |
| HECLA MINING COMPANY | 422704106 | $1.8M | 0.38 | 102,553 | EC | US |
| LAM RESEARCH CORP | 512807306 | $1.8M | 0.38 | 7,152 | EC | US |
| HUNTINGTON INGALLS INDUSTRIES INC | 446413106 | $1.8M | 0.38 | 5,029 | EC | US |
| INTERACTIVE BROKERS GROUP INC | 45841N107 | $1.8M | 0.38 | 22,789 | EC | US |
| AMPHENOL CORP | 032095101 | $1.8M | 0.37 | 12,097 | EC | US |
| MAXLINEAR INC | 57776J100 | $1.8M | 0.37 | 25,022 | EC | US |
| MORGAN STANLEY | 617446448 | $1.8M | 0.37 | 9,288 | EC | US |
| APPLIED MATERIALS INC | 038222105 | $1.8M | 0.37 | 4,473 | EC | US |
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Sector breakdown
Industrials
29.9%
Healthcare
14.5%
Technology
13.7%
Financial Services
5.5%
Consumer Discretionary
5.1%
Retail
4.1%
Real Estate
4.1%
Communications
3.1%
Materials
2.5%
Communication Services
2.5%
Financials
1.8%
Energy
1.7%
Utilities
1.3%
Consumer Staples
1.0%
Telecommunication
0.9%
Diversified Consumer Services
0.8%
Consumer products
0.8%
Logistics & Transportation
0.3%
Packaging
0.1%
Other/Unmapped
6.3%
Institutional owners (13F) 115 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| LPL Financial LLC | $55,291,081 | 21.69% | 276,498 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $13,743,022 | 5.39% | 68,726 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $12,403,696 | 4.87% | 62,028 | Shares | June 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | $11,975,712 | 4.70% | 61,706 | Shares | June 30, 2026 |
| GOLDMAN SACHS GROUP INC | $9,998,465 | 3.92% | 50,000 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $9,330,081 | 3.66% | 46,654 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $8,856,643 | 3.47% | 44,290 | Shares | June 30, 2026 |
| Plotkin Financial Advisors, LLC | $8,340,919 | 3.27% | 41,711 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $7,178,074 | 2.82% | 35,895 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $6,302,044 | 2.47% | 31,515 | Shares | June 30, 2026 |
| Cornerstone Wealth Management, LLC | $6,226,263 | 2.44% | 31,136 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $6,096,117 | 2.39% | 30,485 | Shares | June 30, 2026 |
| RPg Family Wealth Advisory, LLC | $6,053,671 | 2.37% | 30,273 | Shares | June 30, 2026 |
| Wealth Management Partners, LLC | $4,989,434 | 1.96% | 24,951 | Shares | June 30, 2026 |
| Synergy Investment Management, LLC | $4,981,682 | 1.95% | 24,912 | Shares | June 30, 2026 |
| Creative Planning | $4,871,777 | 1.91% | 24,363 | Shares | June 30, 2026 |
| Geneos Wealth Management Inc. | $4,752,762 | 1.86% | 23,767 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $4,209,000 | 1.65% | 21,047 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $3,665,073 | 1.44% | 18,329 | Shares | June 30, 2026 |
| UBS Group AG | $3,437,667 | 1.35% | 17,191 | Shares | June 30, 2026 |
| WCG Wealth Advisors LLC | $3,047,939 | 1.20% | 15,242 | Shares | June 30, 2026 |
| MGO ONE SEVEN LLC | $2,803,722 | 1.10% | 14,021 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $2,745,496 | 1.08% | 13,730 | Shares | June 30, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | $2,714,883 | 1.06% | 13,577 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $2,713,249 | 1.06% | 13,569 | Shares | June 30, 2026 |
| J.W. COLE ADVISORS, INC. | $2,706,381 | 1.06% | 13,534 | Shares | June 30, 2026 |
| BANK OF AMERICA CORP /DE/ | $2,250,651 | 0.88% | 11,255 | Shares | June 30, 2026 |
| Stonebridge Financial Group, LLC / MO | $2,175,354 | 0.85% | 10,878 | Shares | June 30, 2026 |
| Proactive Wealth Strategies LLC | $2,135,326 | 0.84% | 10,678 | Shares | June 30, 2026 |
| Stonebridge Financial Planning Group, LLC | $2,075,348 | 0.81% | 10,378 | Shares | June 30, 2026 |
| Vantus Wealth LLC | $1,947,101 | 0.76% | 9,737 | Shares | June 30, 2026 |
| Advyzon Investment Management, LLC | $1,927,704 | 0.76% | 9,640 | Shares | June 30, 2026 |
| 626 Financial, LLC | $1,892,509 | 0.74% | 9,464 | Shares | June 30, 2026 |
| Fifth Third Securities, Inc. | $1,854,315 | 0.73% | 9,273 | Shares | June 30, 2026 |
| Baird Financial Group, Inc. | $1,689,541 | 0.66% | 8,449 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1,395,186 | 0.55% | 6,977 | Shares | June 30, 2026 |
| Certified Advisory Corp | $1,340,642 | 0.53% | 6,704 | Shares | June 30, 2026 |
| Nova Wealth Management, Inc. | $1,300,400 | 0.51% | 6,503 | Shares | June 30, 2026 |
| WILLNER & HELLER, LLC | $1,300,287 | 0.51% | 6,502 | Shares | June 30, 2026 |
| TrueWealth Advisors, LLC | $1,160,840 | 0.46% | 5,805 | Shares | June 30, 2026 |
| Merit Financial Group, LLC | $1,157,713 | 0.45% | 5,789 | Shares | June 30, 2026 |
| IFP Advisors, Inc | $1,060,236 | 0.42% | 5,302 | Shares | June 30, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | $981,849 | 0.39% | 4,910 | Shares | June 30, 2026 |
| Apeiron RIA LLC | $957,532 | 0.38% | 4,788 | Shares | June 30, 2026 |
| Golden State Wealth Management, LLC | $950,453 | 0.37% | 4,753 | Shares | June 30, 2026 |
| Sanctuary Advisors, LLC | $869,225 | 0.34% | 4,347 | Shares | June 30, 2026 |
| MML INVESTORS SERVICES, LLC | $770,778 | 0.30% | 3,854 | Shares | June 30, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | $725,889 | 0.28% | 3,630 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $632,703 | 0.25% | 3,164 | Shares | June 30, 2026 |
| NWAM LLC | $614,788 | 0.24% | 3,074 | Shares | June 30, 2026 |
| Aviance Capital Partners, LLC | $594,909 | 0.23% | 2,975 | Shares | June 30, 2026 |
| OPPENHEIMER & CO INC | $569,713 | 0.22% | 2,849 | Shares | June 30, 2026 |
| MONECO ADVISORS, LLC | $528,757 | 0.21% | 3,613 | Shares | June 30, 2026 |
| L. Roy Papp & Associates, LLP | $519,121 | 0.20% | 2,596 | Shares | June 30, 2026 |
| Fortis Capital Advisors, LLC | $489,925 | 0.19% | 2,450 | Shares | June 30, 2026 |
| Belpointe Asset Management LLC | $489,925 | 0.19% | 2,450 | Shares | June 30, 2026 |
| QTR Family Wealth, LLC | $441,451 | 0.17% | 2,208 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $407,949 | 0.16% | 2,040 | Shares | June 30, 2026 |
| Global Retirement Partners, LLC | $397,198 | 0.16% | 1,986 | Shares | June 30, 2026 |
| PFG Advisors | $389,569 | 0.15% | 1,948 | Shares | June 30, 2026 |
| Parkway Wealth Management Group, LLC | $384,803 | 0.15% | 1,924 | Shares | June 30, 2026 |
| Equitable Holdings, Inc. | $342,386 | 0.13% | 1,712 | Shares | June 30, 2026 |
| Gateway Wealth Partners, LLC | $334,347 | 0.13% | 1,672 | Shares | June 30, 2026 |
| Clearstead Advisors, LLC | $326,550 | 0.13% | 1,633 | Shares | June 30, 2026 |
| 1ST SOURCE BANK | $321,151 | 0.13% | 1,606 | Shares | June 30, 2026 |
| Ameritas Advisory Services, LLC | $319,961 | 0.13% | 1,600 | Shares | June 30, 2026 |
| IFG Advisory, LLC | $305,030 | 0.12% | 1,525 | Shares | June 30, 2026 |
| TCFG Investment Advisors, LLC | $301,954 | 0.12% | 1,510 | Shares | June 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $301,895 | 0.12% | 1,585 | Shares | June 30, 2026 |
| TRUEFG, LLC | $294,755 | 0.12% | 1,474 | Shares | June 30, 2026 |
| Lakeview Capital Partners, LLC | $288,240 | 0.11% | 2,086 | Shares | Dec. 31, 2024 |
| Stratos Wealth Partners, LTD. | $278,609 | 0.11% | 1,393 | Shares | June 30, 2026 |
| OneDigital Investment Advisors LLC | $271,358 | 0.11% | 1,357 | Shares | June 30, 2026 |
| Farther Finance Advisors, LLC | $260,360 | 0.10% | 1,302 | Shares | June 30, 2026 |
| Integrated Wealth Concepts LLC | $244,163 | 0.10% | 1,221 | Shares | June 30, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | $239,973 | 0.09% | 1,510 | Shares | March 31, 2026 |
| ZACKS INVESTMENT MANAGEMENT | $226,565 | 0.09% | 1,133 | Shares | June 30, 2026 |
| Western Wealth Management, LLC | $226,378 | 0.09% | 1,132 | Shares | June 30, 2026 |
| Modern Wealth Management, LLC | $201,369 | 0.08% | 1,007 | Shares | June 30, 2026 |
| Serenity Investment Advisors | $200,444 | 0.08% | 1,090 | Shares | March 31, 2026 |
| Institute for Wealth Management, LLC. | $193,971 | 0.08% | 970 | Shares | June 30, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $172,971 | 0.07% | 884 | Shares | June 30, 2026 |
| Rockefeller Capital Management L.P. | $165,852 | 0.07% | 829 | Shares | June 30, 2026 |
| Smartleaf Asset Management LLC | $147,960 | 0.06% | 750 | Shares | June 30, 2026 |
| CWM, LLC | $142,554 | 0.06% | 897 | Shares | March 31, 2026 |
| NewEdge Advisors, LLC | $96,834 | 0.04% | 484 | Shares | June 30, 2026 |
| Advocate Investing Services LLC | $86,848 | 0.03% | 434 | Shares | June 30, 2026 |
| Private Wealth Asset Management, LLC | $81,987 | 0.03% | 410 | Shares | June 30, 2026 |
| US BANCORP \DE\ | $77,788 | 0.03% | 389 | Shares | June 30, 2026 |
| FMR LLC | $73,931 | 0.03% | 370 | Shares | June 30, 2026 |
| Cullen/Frost Bankers, Inc. | $63,426 | 0.02% | 317 | Shares | June 30, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $60,791 | 0.02% | 304 | Shares | June 30, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $48,593 | 0.02% | 243 | Shares | June 30, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | $46,253 | 0.02% | 231 | Shares | June 30, 2026 |
| Ameritas Investment Partners, Inc. | $40,809 | 0.02% | 204 | Shares | June 30, 2026 |
| Allworth Financial LP | $39,994 | 0.02% | 200 | Shares | June 30, 2026 |
| JPMORGAN CHASE & CO | $39,456 | 0.02% | 200 | Shares | June 30, 2026 |
| LANARK FINANCIAL, INC. | $33,994 | 0.01% | 170 | Shares | June 30, 2026 |
| Godfrey Financial Associates, Inc. | $29,395 | 0.01% | 147 | Shares | June 30, 2026 |
| N.E.W. Advisory Services LLC | $27,575 | 0.01% | 138 | Shares | June 30, 2026 |
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