First Trust Exchange-Traded AlphaDEX Fund (FAD)
Management Company · XNMS · Series S000017343 · View on SEC EDGAR ↗
$188.55
As of Aug. 21, 2026
▲ +1.27 (+0.68%)
1-day change
$150.14 – $194.70
52-week range
- Net assets
- $480.2M
- Holdings
- 678
- As of
- April 30, 2026 stale
- Top 10 holdings weight
- 6.77%
- Effective number of positions
- 380.0
- Positions above 1%
- 1
On this page
- Price chart The fund's market price over time, with technical overlays.
- Performance Total return, volatility, drawdown and other risk metrics.
- Fund flows Money flowing in and out of the fund each month, from N-PORT filings.
- Holdings Every position the fund currently holds, with weights.
- Sector breakdown How the fund's holdings split across market sectors.
- Institutional owners 13F institutions that report holding this ETF.
- Similar funds Other funds with overlapping holdings or comparable size.
FAD Stock Price Chart Daily OHLCV with technical indicators — pan, zoom, and customize your view
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Performance as of Aug. 20, 2026
| Period | Price return | Total return |
|---|---|---|
| 1M | ▲ +14.45% | — |
| 3M | ▲ +14.45% | — |
| 6M | ▲ +10.69% | — |
| YTD | ▲ +15.71% | — |
| 1Y | ▲ +24.14% | — |
| 3Y | — | — |
| 5Y | — | — |
| Max since Feb. 27, 2024 | ▲ +55.83% | — |
- Volatility 1Y
- 28.71%
- Volatility 3Y
- —
- Max drawdown 3Y
- —
- Beta 3Y
- —
- Sharpe 1Y*
- 1.41
Total return is shown once dividend history for this fund has been collected — price return alone would duplicate it misleadingly. Returns are not benchmarked against an index. * Sharpe ratio is computed with a 0% risk-free rate.
Fund flows (SEC-reported)
- Last month (Apr 2026)
- +$35.2M
- Quarter ending Apr 2026
- +$43.4M
- Trailing 12 months
- +$130.4M
May 2025 – Apr 2026
Based on the fund's own SEC Form N-PORT monthly flow disclosures (Item C.9 "Flow Information") — sales minus redemptions, reinvested distributions excluded. This is a different, independent metric from the "Net flows" estimate above (which is derived from daily shares-outstanding changes). SEC N-PORT filing lag is up to ~60 days; the most recent month/quarter may not yet be fully reflected.
Full composition 678 holdings
| Name | CUSIP | Value | % | Balance | Category | Country |
|---|---|---|---|---|---|---|
| NETSTREIT CORP | 64119V303 | $238K | 0.05 | 11,564 | EC | US |
| TANGER INC | 875465106 | $238K | 0.05 | 6,410 | EC | US |
| HAEMONETICS CORP | 405024100 | $232K | 0.05 | 3,866 | EC | US |
| ALEXANDER'S INC | 014752109 | $232K | 0.05 | 922 | EC | US |
| TEMPUS AI INC | 88023B103 | $231K | 0.05 | 4,172 | EC | US |
| GRAHAM HOLDINGS CO | 384637104 | $231K | 0.05 | 206 | EC | US |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | $230K | 0.05 | 37,545 | EC | US |
| INVENTRUST PROPERTIES CORP | 46124J201 | $230K | 0.05 | 7,148 | EC | US |
| INTELLIA THERAPEUTICS INC | 45826J105 | $229K | 0.05 | 16,989 | EC | US |
| WARBY PARKER INC | 93403J106 | $229K | 0.05 | 10,334 | EC | US |
| SEACOAST BANKING CORP OF FLORIDA | 811707801 | $226K | 0.05 | 7,189 | EC | US |
| CELLDEX THERAPEUTICS INC | 15117B202 | $226K | 0.05 | 6,865 | EC | US |
| CITY HOLDING COMPANY | 177835105 | $224K | 0.05 | 1,823 | EC | US |
| ARTISAN PARTNERS ASSET MANAGEMENT INC | 04316A108 | $224K | 0.05 | 5,985 | EC | US |
| WD-40 COMPANY | 929236107 | $224K | 0.05 | 1,067 | EC | US |
| TERADATA CORP | 88076W103 | $224K | 0.05 | 8,495 | EC | US |
| HURON CONSULTING GROUP INC | 447462102 | $223K | 0.05 | 1,709 | EC | US |
| GLOBAL NET LEASE INC | 379378201 | $222K | 0.05 | 23,267 | EC | US |
| AVEANNA HEALTHCARE HOLDINGS INC | 05356F105 | $221K | 0.05 | 33,814 | EC | US |
| RED ROCK RESORTS INC | 75700L108 | $220K | 0.05 | 4,083 | EC | US |
| MECHANICS BANCORP | 43785V102 | $218K | 0.05 | 14,762 | EC | US |
| CORCEPT THERAPEUTICS INC | 218352102 | $218K | 0.05 | 4,683 | EC | US |
| CHESAPEAKE UTILITIES CORP | 165303108 | $217K | 0.05 | 1,724 | EC | US |
| CASTLE BIOSCIENCES INC | 14843C105 | $217K | 0.05 | 8,869 | EC | US |
| AMERICAN STATES WATER COMPANY | 029899101 | $217K | 0.05 | 2,879 | EC | US |
| ARLO TECHNOLOGIES INC | 04206A101 | $215K | 0.04 | 15,302 | EC | US |
| DUTCH BROS INC | 26701L100 | $214K | 0.04 | 3,725 | EC | US |
| CRA INTERNATIONAL INC | 12618T105 | $212K | 0.04 | 1,346 | EC | US |
| HAGERTY INC | 405166109 | $210K | 0.04 | 20,681 | EC | US |
| ENERPAC TOOL GROUP CORP | 292765104 | $210K | 0.04 | 5,973 | EC | US |
| WARNER MUSIC GROUP CORP | 934550203 | $209K | 0.04 | 7,390 | EC | US |
| SENTINELONE INC | 81730H109 | $207K | 0.04 | 14,652 | EC | US |
| AGNC INVESTMENT CORP | 00123Q104 | $207K | 0.04 | 18,815 | EC | US |
| NATIONAL HEALTH INVESTORS INC | 63633D104 | $207K | 0.04 | 2,694 | EC | US |
| IRHYTHM HOLDINGS INC | 450056106 | $207K | 0.04 | 1,601 | EC | US |
| SOTERA HEALTH COMPANY | 83601L102 | $205K | 0.04 | 13,162 | EC | US |
| HOULIHAN LOKEY INC | 441593100 | $203K | 0.04 | 1,313 | EC | US |
| OMEGA HEALTHCARE INVESTORS INC | 681936100 | $202K | 0.04 | 4,308 | EC | US |
| TURNING POINT BRANDS INC | 90041L105 | $202K | 0.04 | 2,507 | EC | US |
| STAG INDUSTRIAL INC | 85254J102 | $202K | 0.04 | 5,234 | EC | US |
| CRINETICS PHARMACEUTICALS INC | 22663K107 | $202K | 0.04 | 5,196 | EC | US |
| AEROVIRONMENT INC | 008073108 | $201K | 0.04 | 1,031 | EC | US |
| ELF BEAUTY INC | 26856L103 | $199K | 0.04 | 3,115 | EC | US |
| ACI WORLDWIDE INC | 004498101 | $199K | 0.04 | 4,601 | EC | US |
| EXLSERVICE HOLDINGS INC | 302081104 | $198K | 0.04 | 6,199 | EC | US |
| CRANE COMPANY | 224408104 | $196K | 0.04 | 1,102 | EC | US |
| ESSENTIAL PROPERTIES REALTY TRUST INC | 29670E107 | $195K | 0.04 | 6,216 | EC | US |
| PENNYMAC FINANCIAL SERVICES INC | 70932M107 | $195K | 0.04 | 2,159 | EC | US |
| AGREE REALTY CORP | 008492100 | $193K | 0.04 | 2,502 | EC | US |
| EQUITY LIFESTYLE PROPERTIES INC | 29472R108 | $191K | 0.04 | 3,024 | EC | US |
Page 12
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Sector breakdown
Industrials
29.9%
Healthcare
14.5%
Technology
13.7%
Financial Services
5.5%
Consumer Discretionary
5.1%
Retail
4.1%
Real Estate
4.1%
Communications
3.1%
Materials
2.5%
Communication Services
2.5%
Financials
1.8%
Energy
1.7%
Utilities
1.3%
Consumer Staples
1.0%
Telecommunication
0.9%
Diversified Consumer Services
0.8%
Consumer products
0.8%
Logistics & Transportation
0.3%
Packaging
0.1%
Other/Unmapped
6.3%
Institutional owners (13F) 115 filers
Institutions that report holding this ETF in their quarterly SEC Form 13F. Long positions only; a single filer may appear twice for separate option legs. Large offsetting put/call legs typically reflect market-making or hedged inventory, not directional conviction.
| Institution | Value | % of tracked 13F | Shares | Type | As of |
|---|---|---|---|---|---|
| LPL Financial LLC | $55,291,081 | 21.69% | 276,498 | Shares | June 30, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | $13,743,022 | 5.39% | 68,726 | Shares | June 30, 2026 |
| WELLS FARGO & COMPANY/MN | $12,403,696 | 4.87% | 62,028 | Shares | June 30, 2026 |
| JONES FINANCIAL COMPANIES LLLP | $11,975,712 | 4.70% | 61,706 | Shares | June 30, 2026 |
| GOLDMAN SACHS GROUP INC | $9,998,465 | 3.92% | 50,000 | Shares | June 30, 2026 |
| OSAIC HOLDINGS, INC. | $9,330,081 | 3.66% | 46,654 | Shares | June 30, 2026 |
| RAYMOND JAMES FINANCIAL INC | $8,856,643 | 3.47% | 44,290 | Shares | June 30, 2026 |
| Plotkin Financial Advisors, LLC | $8,340,919 | 3.27% | 41,711 | Shares | June 30, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $7,178,074 | 2.82% | 35,895 | Shares | June 30, 2026 |
| Kestra Advisory Services, LLC | $6,302,044 | 2.47% | 31,515 | Shares | June 30, 2026 |
| Cornerstone Wealth Management, LLC | $6,226,263 | 2.44% | 31,136 | Shares | June 30, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | $6,096,117 | 2.39% | 30,485 | Shares | June 30, 2026 |
| RPg Family Wealth Advisory, LLC | $6,053,671 | 2.37% | 30,273 | Shares | June 30, 2026 |
| Wealth Management Partners, LLC | $4,989,434 | 1.96% | 24,951 | Shares | June 30, 2026 |
| Synergy Investment Management, LLC | $4,981,682 | 1.95% | 24,912 | Shares | June 30, 2026 |
| Creative Planning | $4,871,777 | 1.91% | 24,363 | Shares | June 30, 2026 |
| Geneos Wealth Management Inc. | $4,752,762 | 1.86% | 23,767 | Shares | June 30, 2026 |
| ROYAL BANK OF CANADA | $4,209,000 | 1.65% | 21,047 | Shares | June 30, 2026 |
| Cetera Investment Advisers | $3,665,073 | 1.44% | 18,329 | Shares | June 30, 2026 |
| UBS Group AG | $3,437,667 | 1.35% | 17,191 | Shares | June 30, 2026 |
| WCG Wealth Advisors LLC | $3,047,939 | 1.20% | 15,242 | Shares | June 30, 2026 |
| MGO ONE SEVEN LLC | $2,803,722 | 1.10% | 14,021 | Shares | June 30, 2026 |
| Private Advisor Group, LLC | $2,745,496 | 1.08% | 13,730 | Shares | June 30, 2026 |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | $2,714,883 | 1.06% | 13,577 | Shares | June 30, 2026 |
| STIFEL FINANCIAL CORP | $2,713,249 | 1.06% | 13,569 | Shares | June 30, 2026 |
| J.W. COLE ADVISORS, INC. | $2,706,381 | 1.06% | 13,534 | Shares | June 30, 2026 |
| BANK OF AMERICA CORP /DE/ | $2,250,651 | 0.88% | 11,255 | Shares | June 30, 2026 |
| Stonebridge Financial Group, LLC / MO | $2,175,354 | 0.85% | 10,878 | Shares | June 30, 2026 |
| Proactive Wealth Strategies LLC | $2,135,326 | 0.84% | 10,678 | Shares | June 30, 2026 |
| Stonebridge Financial Planning Group, LLC | $2,075,348 | 0.81% | 10,378 | Shares | June 30, 2026 |
| Vantus Wealth LLC | $1,947,101 | 0.76% | 9,737 | Shares | June 30, 2026 |
| Advyzon Investment Management, LLC | $1,927,704 | 0.76% | 9,640 | Shares | June 30, 2026 |
| 626 Financial, LLC | $1,892,509 | 0.74% | 9,464 | Shares | June 30, 2026 |
| Fifth Third Securities, Inc. | $1,854,315 | 0.73% | 9,273 | Shares | June 30, 2026 |
| Baird Financial Group, Inc. | $1,689,541 | 0.66% | 8,449 | Shares | June 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1,395,186 | 0.55% | 6,977 | Shares | June 30, 2026 |
| Certified Advisory Corp | $1,340,642 | 0.53% | 6,704 | Shares | June 30, 2026 |
| Nova Wealth Management, Inc. | $1,300,400 | 0.51% | 6,503 | Shares | June 30, 2026 |
| WILLNER & HELLER, LLC | $1,300,287 | 0.51% | 6,502 | Shares | June 30, 2026 |
| TrueWealth Advisors, LLC | $1,160,840 | 0.46% | 5,805 | Shares | June 30, 2026 |
| Merit Financial Group, LLC | $1,157,713 | 0.45% | 5,789 | Shares | June 30, 2026 |
| IFP Advisors, Inc | $1,060,236 | 0.42% | 5,302 | Shares | June 30, 2026 |
| INDEPENDENT FINANCIAL GROUP, LLC | $981,849 | 0.39% | 4,910 | Shares | June 30, 2026 |
| Apeiron RIA LLC | $957,532 | 0.38% | 4,788 | Shares | June 30, 2026 |
| Golden State Wealth Management, LLC | $950,453 | 0.37% | 4,753 | Shares | June 30, 2026 |
| Sanctuary Advisors, LLC | $869,225 | 0.34% | 4,347 | Shares | June 30, 2026 |
| MML INVESTORS SERVICES, LLC | $770,778 | 0.30% | 3,854 | Shares | June 30, 2026 |
| NOMURA ASSET MANAGEMENT CO LTD | $725,889 | 0.28% | 3,630 | Shares | June 30, 2026 |
| TRUIST FINANCIAL CORP | $632,703 | 0.25% | 3,164 | Shares | June 30, 2026 |
| NWAM LLC | $614,788 | 0.24% | 3,074 | Shares | June 30, 2026 |
| Aviance Capital Partners, LLC | $594,909 | 0.23% | 2,975 | Shares | June 30, 2026 |
| OPPENHEIMER & CO INC | $569,713 | 0.22% | 2,849 | Shares | June 30, 2026 |
| MONECO ADVISORS, LLC | $528,757 | 0.21% | 3,613 | Shares | June 30, 2026 |
| L. Roy Papp & Associates, LLP | $519,121 | 0.20% | 2,596 | Shares | June 30, 2026 |
| Fortis Capital Advisors, LLC | $489,925 | 0.19% | 2,450 | Shares | June 30, 2026 |
| Belpointe Asset Management LLC | $489,925 | 0.19% | 2,450 | Shares | June 30, 2026 |
| QTR Family Wealth, LLC | $441,451 | 0.17% | 2,208 | Shares | June 30, 2026 |
| HARBOUR INVESTMENTS, INC. | $407,949 | 0.16% | 2,040 | Shares | June 30, 2026 |
| Global Retirement Partners, LLC | $397,198 | 0.16% | 1,986 | Shares | June 30, 2026 |
| PFG Advisors | $389,569 | 0.15% | 1,948 | Shares | June 30, 2026 |
| Parkway Wealth Management Group, LLC | $384,803 | 0.15% | 1,924 | Shares | June 30, 2026 |
| Equitable Holdings, Inc. | $342,386 | 0.13% | 1,712 | Shares | June 30, 2026 |
| Gateway Wealth Partners, LLC | $334,347 | 0.13% | 1,672 | Shares | June 30, 2026 |
| Clearstead Advisors, LLC | $326,550 | 0.13% | 1,633 | Shares | June 30, 2026 |
| 1ST SOURCE BANK | $321,151 | 0.13% | 1,606 | Shares | June 30, 2026 |
| Ameritas Advisory Services, LLC | $319,961 | 0.13% | 1,600 | Shares | June 30, 2026 |
| IFG Advisory, LLC | $305,030 | 0.12% | 1,525 | Shares | June 30, 2026 |
| TCFG Investment Advisors, LLC | $301,954 | 0.12% | 1,510 | Shares | June 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $301,895 | 0.12% | 1,585 | Shares | June 30, 2026 |
| TRUEFG, LLC | $294,755 | 0.12% | 1,474 | Shares | June 30, 2026 |
| Lakeview Capital Partners, LLC | $288,240 | 0.11% | 2,086 | Shares | Dec. 31, 2024 |
| Stratos Wealth Partners, LTD. | $278,609 | 0.11% | 1,393 | Shares | June 30, 2026 |
| OneDigital Investment Advisors LLC | $271,358 | 0.11% | 1,357 | Shares | June 30, 2026 |
| Farther Finance Advisors, LLC | $260,360 | 0.10% | 1,302 | Shares | June 30, 2026 |
| Integrated Wealth Concepts LLC | $244,163 | 0.10% | 1,221 | Shares | June 30, 2026 |
| TCFG WEALTH MANAGEMENT, LLC | $239,973 | 0.09% | 1,510 | Shares | March 31, 2026 |
| ZACKS INVESTMENT MANAGEMENT | $226,565 | 0.09% | 1,133 | Shares | June 30, 2026 |
| Western Wealth Management, LLC | $226,378 | 0.09% | 1,132 | Shares | June 30, 2026 |
| Modern Wealth Management, LLC | $201,369 | 0.08% | 1,007 | Shares | June 30, 2026 |
| Serenity Investment Advisors | $200,444 | 0.08% | 1,090 | Shares | March 31, 2026 |
| Institute for Wealth Management, LLC. | $193,971 | 0.08% | 970 | Shares | June 30, 2026 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $172,971 | 0.07% | 884 | Shares | June 30, 2026 |
| Rockefeller Capital Management L.P. | $165,852 | 0.07% | 829 | Shares | June 30, 2026 |
| Smartleaf Asset Management LLC | $147,960 | 0.06% | 750 | Shares | June 30, 2026 |
| CWM, LLC | $142,554 | 0.06% | 897 | Shares | March 31, 2026 |
| NewEdge Advisors, LLC | $96,834 | 0.04% | 484 | Shares | June 30, 2026 |
| Advocate Investing Services LLC | $86,848 | 0.03% | 434 | Shares | June 30, 2026 |
| Private Wealth Asset Management, LLC | $81,987 | 0.03% | 410 | Shares | June 30, 2026 |
| US BANCORP \DE\ | $77,788 | 0.03% | 389 | Shares | June 30, 2026 |
| FMR LLC | $73,931 | 0.03% | 370 | Shares | June 30, 2026 |
| Cullen/Frost Bankers, Inc. | $63,426 | 0.02% | 317 | Shares | June 30, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $60,791 | 0.02% | 304 | Shares | June 30, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $48,593 | 0.02% | 243 | Shares | June 30, 2026 |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | $46,253 | 0.02% | 231 | Shares | June 30, 2026 |
| Ameritas Investment Partners, Inc. | $40,809 | 0.02% | 204 | Shares | June 30, 2026 |
| Allworth Financial LP | $39,994 | 0.02% | 200 | Shares | June 30, 2026 |
| JPMORGAN CHASE & CO | $39,456 | 0.02% | 200 | Shares | June 30, 2026 |
| LANARK FINANCIAL, INC. | $33,994 | 0.01% | 170 | Shares | June 30, 2026 |
| Godfrey Financial Associates, Inc. | $29,395 | 0.01% | 147 | Shares | June 30, 2026 |
| N.E.W. Advisory Services LLC | $27,575 | 0.01% | 138 | Shares | June 30, 2026 |
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