Wellington Shields & Co., LLC

CIK 1506073 · View on SEC EDGAR ↗

Portfolio value
$446.5M
#4,084 of 9,443 by 13F value · top 43.2%
Positions
329
As of
June 30, 2026

Portfolio value QoQ: +13.8% 13F does not disclose cash

Top 10 holdings weight
34.46%
Top 25 holdings weight
51.61%
Positions above 1%
19
Effective number of positions
53.5

Based on 13F long-equity holdings only (cash, bonds, shorts not disclosed)

Turnover Q2 2026: 7.3% Est. buys $32,661,968 · sells $30,629,892

Median holding: 7.0 quarters Tracked Q4 2024–Q2 2026 · 78.7% still held

New positions
24
Increased
80
Decreased
100
Closed
15
On this page

Performance vs S&P 500

Tracked Q4 2024–Q2 2026
+30.1%
S&P 500 total return (same window)
+28.1%
Excess return
+2.0%

Annualized: +19.2% · S&P 500: +18.0%

Approximates a buy-and-hold portfolio built from quarterly SEC 13F snapshots. Excludes cash, short positions, options/derivatives, and non-13(f) securities — reflects the disclosed long-equity book only, not total fund AUM. SEC filing lag is up to 45 days; this is not a real-time-copyable timing.

Priceable coverage: 96.8% · Options excluded: 0.0%

Sector breakdown

Technology
25.1%
Industrials
14.6%
Healthcare
14.0%
Financials
7.1%
Communication Services
5.4%
Financial Services
5.1%
Energy
4.2%
Retail
3.9%
Materials
2.4%
Utilities
2.1%
Consumer Staples
2.0%
Real Estate
1.1%
Communications
0.8%
Consumer products
0.8%
Telecommunication
0.7%
Consumer Discretionary
0.7%
Logistics & Transportation
0.2%
Other/Unmapped
10.0%

Full portfolio 329 positions

Type Streak 8Q trend
AAPL Apple Inc. - Common Stock $33,595,905 7.53% 116,104 $5,885,436 Up ×1
MSFT Microsoft Corporation - Common Stock $25,924,305 5.81% 69,498 $106,006 Down ×2
JPM JP Morgan Chase & Co. Common Stock $15,814,774 3.54% 48,314 $1,818,229 Up ×2
LLY Eli Lilly and Company Common Stock $15,558,674 3.48% 12,972 $3,635,950 Up ×1
NVDA NVIDIA Corporation - Common Stock $14,090,872 3.16% 70,423 $2,171,618 Up ×3
GOOG Alphabet Inc. - Class C Capital Stock $12,340,759 2.76% 34,927 $2,198,822 Down ×2
Unknown issuer (CUSIP: 30233Q108) $10,767,341 2.41% 78,755 Up ×1
CAT Caterpillar, Inc. Common Stock $10,549,964 2.36% 9,907 $3,831,589 Up ×3
ABBV AbbVie Inc. Common Stock $7,737,268 1.73% 30,747 $1,034,799 Down ×1
AMZN Amazon.com, Inc. - Common Stock $7,480,580 1.68% 31,386 $1,102,692 Up ×2
IBM International Business Machines Corporation Common Stock $6,798,035 1.52% 24,174 $465,718 Down ×4
GOOGL Alphabet Inc. - Class A Common Stock $6,777,879 1.52% 18,966 $2,021,637 Up ×1
GLW Corning Incorporated Common Stock $6,539,774 1.46% 25,603 $2,545,519 Down ×5
RKLB Rocket Lab Corporation - Common Stock $6,014,021 1.35% 59,164 $2,281,555 Up ×2
SPY SPY $5,638,114 1.26% 7,550 $1,001,840 Up ×6
PANW Palo Alto Networks, Inc. - Common Stock $5,089,041 1.14% 14,923 $2,106,608 Down ×1
ILMN Illumina, Inc. - Common Stock $5,016,606 1.12% 28,531 $1,489,151 Down ×1
GE GE Aerospace Common Stock $4,719,426 1.06% 12,628 $1,160,410 Up ×3
BRKB $4,616,098 1.03% 9,225 $229,022 Up ×6
JNJ Johnson & Johnson Common Stock $4,390,675 0.98% 17,288 $213,156 Up ×3
UNP Union Pacific Corporation Common Stock $4,375,936 0.98% 16,088 $157,259 Down ×2
V Visa Inc. $4,260,435 0.95% 12,418 $504,044 Down ×2
WMT Walmart Inc. - Common Stock $4,190,105 0.94% 36,995 $-278,653 Up ×1
C Citigroup, Inc. Common Stock $4,069,057 0.91% 29,073 $567,750 Down ×2
AVGO Broadcom Inc. - Common Stock $4,056,280 0.91% 10,738 $1,124,911 Up ×1
PSNL Personalis, Inc. - Common Stock $3,919,353 0.88% 292,489 $2,056,198
GEV GE Vernova Inc. Common Stock $3,776,572 0.85% 3,214 $1,389,987 Up ×6
BX Blackstone Inc. Common Stock $3,734,972 0.84% 31,741 $-76,495 Down ×3
TSM Taiwan Semiconductor Manufacturing Company Ltd. $3,694,959 0.83% 7,737 $1,548,976 Up ×4
QQQ Invesco QQQ Trust, Series 1 $3,335,278 0.75% 4,529 $836,570 Up ×3
AMAT Applied Materials, Inc. - Common Stock $3,145,050 0.70% 4,350 $1,726,621 Up ×1
CSCO Cisco Systems, Inc. - Common Stock $2,927,573 0.66% 24,924 $993,720
MRK Merck & Company, Inc. Common Stock (new) $2,912,581 0.65% 22,666 $113,914 Down ×4
KMI Kinder Morgan, Inc. Common Stock $2,836,506 0.64% 88,724 $-168,587 Down ×2
NEM Newmont Corporation $2,830,020 0.63% 30,300 $-569,030 Down ×5
ABT Abbott Laboratories Common Stock $2,617,486 0.59% 28,846 $-436,536 Down ×1
DIS Walt Disney Company (The) Common Stock $2,589,279 0.58% 26,902 $-76,264 Down ×3
FLO Flowers Foods, Inc. Common Stock $2,536,936 0.57% 321,131 $-79,851 Up ×2
CEG Constellation Energy Corporation - Common Stock When-Issued $2,392,434 0.54% 9,633 $-402,730 Down ×1
CFG Citizens Financial Group, Inc. Common Stock $2,382,380 0.53% 34,000 $343,400
MCK McKesson Corporation Common Stock $2,381,273 0.53% 3,152 $-375,332 Down ×1
PG Procter & Gamble Company (The) Common Stock $2,363,122 0.53% 16,115 $18,831 Down ×1
SPGI S&P Global Inc. Common Stock $2,362,108 0.53% 5,800 $-104,864
HD Home Depot, Inc. (The) Common Stock $2,359,782 0.53% 6,691 $236,696 Up ×1
BMY Bristol-Myers Squibb Company Common Stock $2,271,601 0.51% 39,424 $-164,942 Down ×2
APO Apollo Global Management, Inc. (New) Common Stock $2,246,589 0.50% 18,989 $105,097 Down ×2
GNRC Generac Holdlings Inc. Common Stock $2,167,965 0.49% 7,404 $741,079 Up ×1
CVX Chevron Corporation Common Stock $2,155,200 0.48% 13,002 $-563,250 Down ×1
WM Waste Management, Inc. Common Stock $2,102,833 0.47% 9,435 $-66,811 Down ×2
Unknown issuer (CUSIP: 43849R105) $2,038,579 0.46% 9,221 Up ×1
Unknown issuer (CUSIP: 438516205) $2,019,802 0.45% 9,021 Up ×1
KO Coca-Cola Company (The) Common Stock $1,982,988 0.44% 24,400 $96,948 Down ×4
PFE Pfizer, Inc. Common Stock $1,801,060 0.40% 74,795 $-341,299 Down ×2
AMGN Amgen Inc. - Common Stock $1,784,708 0.40% 4,929 $4,875 Down ×2
T AT&T Inc. $1,748,296 0.39% 84,459 $-731,617 Down ×2
SO Southern Company (The) Common Stock $1,730,811 0.39% 18,084 $-14,648
ETN Eaton Corporation, PLC Ordinary Shares $1,690,539 0.38% 3,967 $334,868 Up ×1
CVS CVS Health Corporation Common Stock $1,670,614 0.37% 16,149 $467,701 Down ×6
OKE ONEOK, Inc. Common Stock $1,659,337 0.37% 19,086 $-92,964 Down ×1
CSX CSX Corporation - Common Stock $1,599,242 0.36% 33,647 $218,033
INTC Intel Corporation - Common Stock $1,569,846 0.35% 11,243 $1,049,425 Down ×3
AFL AFLAC Incorporated Common Stock $1,567,142 0.35% 13,366 $100,778
ESI Element Solutions Inc. Common Stock $1,566,200 0.35% 32,800 $446,408
AXP American Express Company Common Stock $1,561,024 0.35% 4,615 $30,040 Down ×2
EPD Enterprise Products Partners L.P. Common Stock $1,519,952 0.34% 41,348 $-48,440 Down ×1
LIN Linde plc - Ordinary Shares $1,484,644 0.33% 2,861 $189,265 Up ×1
VZ Verizon Communications Inc. Common Stock $1,480,879 0.33% 34,976 $-284,950 Down ×4
RTX RTX Corporation Common Stock $1,469,838 0.33% 7,747 $-34,203 Down ×2
FIX Comfort Systems USA, Inc. Common Stock $1,462,679 0.33% 738 $240,894 Down ×1
BA Boeing Company (The) Common Stock $1,451,864 0.33% 6,707 $10,489 Down ×2
SHOP Shopify Inc. - Class A Subordinate Voting Shares $1,438,668 0.32% 12,600 $-275,391 Down ×6
CMI Cummins Inc. Common Stock $1,432,126 0.32% 2,008 $632,628 Up ×3
DVN Devon Energy Corporation Common Stock $1,418,309 0.32% 34,325 $-212,512 Up ×3
QXO QXO, Inc. Common Stock $1,412,986 0.32% 81,770 $-174,987
KEY KeyCorp Common Stock $1,410,660 0.32% 61,200 $183,600
SPG Simon Property Group, Inc. Common Stock $1,391,998 0.31% 6,224 $156,423 Down ×2
AMD Advanced Micro Devices, Inc. - Common Stock $1,375,014 0.31% 2,367 $1,017,384 Up ×2
IRM Iron Mountain Incorporated (Delaware)Common Stock REIT $1,344,317 0.30% 10,643 $257,241
FSLR First Solar, Inc. - Common Stock $1,300,612 0.29% 5,512 $169,720 Down ×1
PM Philip Morris International Inc Common Stock $1,290,162 0.29% 7,132 $111,038
BLK BlackRock, Inc. Common Stock $1,250,028 0.28% 1,300 $-86,749 Down ×2
LMT Lockheed Martin Corporation Common Stock $1,249,705 0.28% 2,453 $-232,864
EHC Encompass Health Corporation Common Stock $1,246,316 0.28% 12,330 $53,635
ENB Enbridge Inc Common Stock $1,240,899 0.28% 22,889 $3,272
JXN Jackson Financial Inc. Class A Common Stock $1,209,840 0.27% 11,816 $-51,082 Down ×3
ASML ASML Holding N.V. - New York Registry Shares $1,197,643 0.27% 602 $405,145 Up ×1
MMM 3M Company Common Stock $1,185,906 0.27% 7,324 $35,034 Down ×2
UNH UnitedHealth Group Incorporated Common Stock (DE) $1,179,001 0.26% 2,837 $255,840 Down ×1
COST Costco Wholesale Corporation - Common Stock $1,169,338 0.26% 1,250 $123,086 Up ×1
TEVA Teva Pharmaceutical Industries Limited American Depositary Shares $1,162,253 0.26% 34,305 $128,745 Down ×1
EIX Edison International Common Stock $1,153,975 0.26% 15,500 $-104,721 Down ×1
TKR Timken Company (The) Common Stock $1,148,028 0.26% 7,900 Up ×1
XLK XLK $1,145,787 0.26% 6,014 $349,051 Up ×1
HNDL Strategy Shares Nasdaq 7HANDL Index ETF $1,124,417 0.25% 49,225 $425,646 Up ×2
NEE NextEra Energy, Inc. Common Stock $1,114,240 0.25% 12,695 $144 Up ×1
FCX Freeport-McMoRan, Inc. Common Stock $1,101,644 0.25% 17,517 $139,886 Up ×1
PRU Prudential Financial, Inc. Common Stock $1,077,357 0.24% 9,982 $302,968 Up ×1
QCOM QUALCOMM Incorporated - Common Stock $1,071,782 0.24% 5,800 $234,712 Down ×1
META Meta Platforms, Inc. - Class A Common Stock $1,052,789 0.24% 1,869 $-138,386 Down ×3
PNC PNC Financial Services Group, Inc. (The) Common Stock $1,044,920 0.23% 4,244 $120,246 Down ×3

Conviction holdings

Positions increased for 3+ consecutive quarters.

Share counts are as reported in 13F filings (not split-adjusted)

Security Value % of portfolio Streak
NVDA $14,090,872 3.16% up ×3
CAT $10,549,964 2.36% up ×3
SPY $5,638,114 1.26% up ×6
GE $4,719,426 1.06% up ×3
BRKB $4,616,098 1.03% up ×6
JNJ $4,390,675 0.98% up ×3
GEV $3,776,572 0.85% up ×6
TSM $3,694,959 0.83% up ×4
QQQ $3,335,278 0.75% up ×3
CMI $1,432,126 0.32% up ×3
DVN $1,418,309 0.32% up ×3
ORCL $641,156 0.14% up ×3
PFF $405,974 0.09% up ×6
TTWO $261,729 0.06% up ×4
BXMT $228,401 0.05% up ×6

Biggest new bets

New positions opened this quarter, largest first.

Security Value Shares % of portfolio
Unknown issuer (CUSIP: 30233Q108) $10,767,341 78,755 2.41%
Unknown issuer (CUSIP: 43849R105) $2,038,579 9,221 0.46%
Unknown issuer (CUSIP: 438516205) $2,019,802 9,021 0.45%
TKR $1,148,028 7,900 0.26%
MRVL $781,961 2,625 0.18%
NOW $518,937 5,227 0.12%
IGPT $415,984 3,996 0.09%
SHAK $408,946 7,300 0.09%
WYNN $378,651 3,900 0.08%
SNDK $377,439 166 0.08%
PTF $375,943 2,758 0.08%
HPE $373,736 8,285 0.08%
Unknown issuer (CUSIP: 26614N201) $311,836 2,299 0.07%
DAL $209,330 2,235 0.05%
NFLX $178,500 2,500 0.04%

Top movers (QoQ)

Security Action Shares Δ Value Δ
AAPL Bought more +7K +$5.9M
CAT Bought more +424 +$3.8M
LLY Bought more +9 +$3.6M
GLW Trimmed -4K +$2.5M
RKLB Bought more +1K +$2.3M
GOOG Trimmed -428 +$2.2M
NVDA Bought more +2K +$2.2M
PANW Trimmed -4K +$2.1M
PSNL Price move only +0 +$2.1M
GOOGL Bought more +2K +$2.0M

Exited positions

Includes corporate events (mergers, delistings) — not all exits are sells

Closed positions reflect 13F reporting changes; for index managers these are often mechanical (delisting, M&A, index rebalancing), not active decisions.

SecurityQuarter Shares before Value before Price since exit
XOM June 30, 2026 78,716 $13,354,904 22.5%
HON June 30, 2026 20,044 $4,530,545 -1.2%
RKLBXXXX June 30, 2025 76,418 $1,366,354 No longer tracked
CRBG March 31, 2026 20,000 $603,400 34.3%
INSM Dec. 31, 2025 3,950 $568,840 -26.2%
COHR March 31, 2025 6,000 $568,380 331.8%
TRMB Dec. 31, 2025 6,500 $530,725 -24.3%
RDNT Sept. 30, 2025 7,900 $449,589 -0.1%
PXJ June 30, 2026 10,418 $431,805 No longer tracked
AES March 31, 2026 29,586 $424,263 4.5%
BAX March 31, 2025 14,313 $417,381 -22.2%
GGME March 31, 2026 6,687 $398,338 No longer tracked
PBW March 31, 2026 13,019 $397,610 No longer tracked
PEJ Dec. 31, 2025 6,534 $395,813 No longer tracked
NWSA June 30, 2025 13,800 $375,636 -0.8%
PNQI March 31, 2026 6,610 $356,598
SMCI Dec. 31, 2025 7,269 $348,476 27.5%
DD June 30, 2026 7,405 $339,149 3.0%
PJP June 30, 2026 3,043 $315,717 No longer tracked
NKE June 30, 2026 5,911 $312,219 -1.1%
SYM Dec. 31, 2025 5,750 $309,925 -30.5%
WYNN Sept. 30, 2025 3,300 $309,111 -23.8%
PRN Dec. 31, 2025 1,784 $308,269
ONON Dec. 31, 2025 7,100 $300,685 -34.1%
CCI March 31, 2025 3,250 $294,970 -27.1%
ALB June 30, 2026 1,629 $292,454 -0.3%
IRDM June 30, 2025 10,500 $286,860 60.0%
LAMR March 31, 2026 2,250 $284,805 21.6%
HSY Sept. 30, 2025 1,700 $282,115 1.7%
FLUT June 30, 2026 2,685 $273,736 0.0%
KBWP Sept. 30, 2025 2,199 $270,061
PYPL Dec. 31, 2025 3,757 $251,944 5.7%
HPQ Dec. 31, 2025 9,200 $250,516 33.2%
KR March 31, 2025 4,022 $245,945 -17.6%
SBIL June 30, 2026 2,345 $234,641 No longer tracked
STX March 31, 2026 850 $234,082 113.9%
OKLO Dec. 31, 2025 2,057 $229,623 -42.0%
ULXXXX Dec. 31, 2025 3,812 $225,975 No longer tracked
UL March 31, 2026 3,418 $223,537 11.7%
PARA Sept. 30, 2025 17,327 $223,518
SJM Dec. 31, 2025 2,001 $217,309 26.8%
BJ June 30, 2026 2,200 $216,524 2.6%
ADBE March 31, 2026 606 $212,094 12.7%
BMNR June 30, 2026 10,500 $207,690 61.0%
ERIE June 30, 2025 494 $207,011 -22.6%
CLX June 30, 2025 1,400 $206,150 -9.8%
HPE March 31, 2026 8,485 $203,810 121.9%
HPE March 31, 2025 9,400 $200,690 242.4%
FLNC March 31, 2025 12,500 $198,500 138.8%
AZN June 30, 2026 1,000 $193,688 -13.9%
DIA June 30, 2025 438 $183,907 No longer tracked
BABA Dec. 31, 2025 1,019 $182,126 -14.5%
OTIS June 30, 2026 2,346 $180,830 0.2%
KMB Dec. 31, 2025 1,405 $174,698 8.2%
CLX Dec. 31, 2025 1,400 $172,620 7.4%
DGX Dec. 31, 2025 900 $171,519 39.0%
RGTI June 30, 2026 12,000 $168,480 -14.1%
PINS Dec. 31, 2025 5,209 $167,574 -9.8%
XLE Sept. 30, 2025 1,900 $161,139 No longer tracked
INTU March 31, 2026 239 $158,318 -16.3%
DAL March 31, 2026 2,235 $155,109 23.1%
XLY March 31, 2026 1,280 $152,845 No longer tracked
TFC March 31, 2026 3,000 $147,630 10.2%
IP Dec. 31, 2025 3,124 $144,974 4.4%
EQR March 31, 2025 2,000 $143,520 -11.1%
CAG June 30, 2025 5,300 $141,351 -20.8%
OKTA June 30, 2025 1,300 $136,786 37.1%
BABA June 30, 2025 1,022 $135,139 10.5%
IBB March 31, 2025 900 $118,989 66.7%
XLE June 30, 2026 1,900 $116,394 No longer tracked
FLG Dec. 31, 2025 10,014 $115,666 8.7%
CLF Sept. 30, 2025 14,920 $113,392 -12.7%
DGRO Sept. 30, 2025 1,664 $106,396 No longer tracked
PGX March 31, 2026 8,939 $100,474 No longer tracked
NVO Sept. 30, 2025 1,432 $98,837 -16.2%
IWM March 31, 2025 421 $93,024 No longer tracked
LBRT Sept. 30, 2025 8,000 $91,840 63.7%
FISV Dec. 31, 2025 682 $87,930 -23.5%
SBUX Dec. 31, 2025 910 $76,986 25.1%
PEG Dec. 31, 2025 900 $75,114 -6.2%
AHH Dec. 31, 2025 10,000 $70,100 No longer tracked
HES Sept. 30, 2025 500 $69,270 No longer tracked
IGV March 31, 2026 650 $68,699 No longer tracked
XLV June 30, 2025 400 $58,404 No longer tracked
JEPQ March 31, 2026 1,000 $58,120
ZBRA March 31, 2025 150 $57,933 24.6%
CTAS Sept. 30, 2025 250 $55,718 -1.2%
EA Sept. 30, 2025 322 $51,423 No longer tracked
CASIF Dec. 31, 2025 30,091 $49,951 No longer tracked
VST March 31, 2026 300 $48,399 -6.6%
HEES June 30, 2025 500 $47,395 No longer tracked
CW March 31, 2025 132 $46,843 108.9%
ZTS June 30, 2025 277 $45,608 -51.4%
ZBRA Dec. 31, 2025 150 $44,574 45.0%
UEIC Dec. 31, 2025 7,300 $34,018 32.7%
CORZ Sept. 30, 2025 1,859 $31,733 5.2%
GXO March 31, 2025 635 $27,623 16.5%
ROP Dec. 31, 2025 50 $24,935 -8.1%
MPLX March 31, 2026 400 $21,348 3.0%
TPICQ Sept. 30, 2025 16,213 $13,932 No longer tracked
STZ March 31, 2025 50 $11,050 -27.9%
ADP March 31, 2026 39 $10,032 37.5%
NFLX March 31, 2026 100 $9,376 -16.1%
XLC June 30, 2025 96 $9,259 No longer tracked
ISRG Sept. 30, 2025 11 $5,978 -11.7%
TMUS June 30, 2025 13 $3,467 -23.4%
PBR Sept. 30, 2025 130 $1,626 50.0%